| Arthur James Johnson | Banc Of America Investment Services, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 16, 2005 | Oct 17, 2006 (335 d) |
| Vernon Yew Cheong Wong | Ameriprise Financial Services, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 1, 2005 | Dec 2, 2009 (1553 d) |
| Dennis Christopher Quan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 11, 2005 | Oct 17, 2006 (463 d) |
| Clint Kelly Anderson | Equitable Advisors, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | May 10, 2005 | Oct 17, 2006 (525 d) |
| Dean Mitchell Thompson | Banc Of America Investment Services, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Jan 10, 2005 | Jul 14, 2009 (1646 d) |
| Gavin Takeo Tanioka | Dfc Investor Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 2, 2004 | Aug 19, 2004 |
| Steven John Liebzeit | U.S. Bancorp Advisors, LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 2, 2004 | Aug 10, 2009 (1865 d) |
| Francis Leo Abella | Wells Fargo Investments, LLC unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Apr 26, 2004 | Dec 4, 2006 (952 d) |
| Alexey Bulankov | Citicorp Investment Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 23, 2004 | Mar 31, 2004 |
| Chih-Tao Ma | Citicorp Investment Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 19, 2003 | Dec 12, 2003 |
| Henry K Pak | Citicorp Investment Services unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 17, 2003 | Dec 16, 2003 |
| Sam Dv Sy | LPL Financial LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 13, 2003 | Nov 12, 2003 |
| Joey Sergio Soto | LPL Financial LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 13, 2003 | Nov 12, 2003 |
| Nita Pei-Lin Ma | LPL Financial LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Nov 13, 2003 | Nov 12, 2003 |
| Gregory Norman | A. G. Edwards & Sons, Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 22, 2003 | Nov 12, 2003 |
| John Louis Oxenhandler | Cetera Advisor Networks LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 24, 2003 | Sep 8, 2004 (412 d) |
| Reid Keoki Takamoto | Morgan Stanley Dw Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 7, 2003 | Jan 7, 2004 (184 d) |
| Jody Lee Mcnerney | Invest Financial Corporation other | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 19, 2003 | Apr 14, 2015 (4409 d) |
| Mark Delton | RBC Capital Markets, LLC national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2003 | Oct 11, 2022 (7174 d) |
| Kelly Shota | Cetera Advisor Networks LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jan 29, 2003 | Jan 6, 2003 |
| Jamie Chamay Ince Santikham | UBS Financial Services Inc. wirehouse | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 20, 2002 | Jan 30, 2008 (1867 d) |
| Leonard Franklin Hake | RBC Capital Markets, LLC national BD | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 25, 2002 | Jan 31, 2003 (128 d) |
| Samantha Huang Lau | Morgan Stanley Dw Inc. unclassified | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 15, 2002 | Sep 13, 2002 |