DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Century Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua William LevitusMcadam LLC independent RIANew Century Financial Group, LLC independent RIARIA to RIAJun 14, 2023Jun 16, 2023
Xavier J AngelMML Investors Services, LLC BD affiliatedNew Century Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2019Dec 12, 2019
Harold Alan SchwartzOsaic Wealth, Inc. BD affiliatedNew Century Financial Group, LLC otherOtherFeb 22, 2019Jul 6, 2015
Anthony George MuttilloAgm Financial Services, Inc. unclassifiedNew Century Financial Group, LLC otherOtherDec 31, 2015Nov 16, 2015
Erik Paul GarciaTlg Advisors, Inc. otherNew Century Financial Group, LLC otherOtherJul 1, 2015Jul 7, 2015
Matthew Jay DernisDernis Financial unclassifiedNew Century Financial Group, LLC otherOtherAug 20, 2012Sep 4, 2009
Sunil Dutt MisraPark Avenue Securities LLC otherNew Century Financial Group, LLC otherOtherOct 22, 2010Aug 14, 2015 (1757 d)
Jim CaseyLPL Financial LLC otherNew Century Financial Group, LLC otherOtherAug 9, 2010Sep 21, 2010 (43 d)
Michael Anthony PhillipsPhillips Financial Services,Inc. unclassifiedNew Century Financial Group, LLC otherOtherNov 14, 2008Nov 4, 2010 (720 d)
Walter John PodgurskiWells Fargo Advisors wirehouseNew Century Financial Group, LLC otherOtherJan 22, 2008Jan 23, 2008
Diana Lynn PlucienkowskiOsaic Wealth, Inc. otherNew Century Financial Group, LLC otherOtherDec 7, 2006Aug 31, 2009 (998 d)
Dirk AlexanderUsallianz Securities, Inc. unclassifiedNew Century Financial Group, LLC otherOtherJun 2, 2006Jun 15, 2006
Michael William ZisaOsaic Wealth, Inc. otherNew Century Financial Group, LLC otherOtherApr 12, 2005Apr 12, 2005
Anthony Joseph CaltabilotaAvantax Advisory Services otherNew Century Financial Group, LLC otherOtherJan 28, 2003Feb 12, 2003
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14 moves match.