DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tfc Financial Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sarah Catherine RiouxConnecticut Wealth Management, LLC independent RIATfc Financial Management Inc independent RIARIA to RIAJul 8, 2026Jul 30, 2026
Jessica Glaze GrandeLevatus LLC independent RIATfc Financial Management Inc independent RIARIA to RIAMay 6, 2026May 11, 2026
Brian Joseph PrestiFocus Partners Wealth, LLC independent RIATfc Financial Management Inc independent RIARIA to RIAJun 20, 2023Jun 30, 2023
Antonette Maria GrimmSandy Cove Advisors, LLC independent RIATfc Financial Management Inc independent RIARIA to RIADec 3, 2021Dec 23, 2021
Kerri Allison AllenMML Investors Services, LLC BD affiliatedTfc Financial Management Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2019Apr 8, 2019
Debra Sue McdonaldWingate Wealth Advisors, Inc. independent RIATfc Financial Management Inc independent RIARIA to RIAMay 23, 2018Jun 18, 2018
Michelle Herd SoufanFort Washington Investment Advisors Inc otherTfc Financial Management Inc otherOtherOct 13, 2015May 25, 2016 (225 d)
Scott Anderson SwartzThe Colony Group, LLC unclassifiedTfc Financial Management Inc otherOtherNov 29, 2011Jun 5, 2012 (189 d)
Mary M EvansModera Wealth Management, LLC otherTfc Financial Management Inc otherOtherApr 25, 2011Mar 10, 2014 (1050 d)
Flynn Thomas McdonnellStrategic Advisers LLC national BDTfc Financial Management Inc otherOtherApr 9, 2009Jan 18, 2008
Jane Taubner BarneyCommonwealth Financial Network national BDTfc Financial Management Inc otherOtherDec 31, 2005Jan 18, 2008 (748 d)
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11 moves match.