DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westport Resources Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Rose HuiskingCatamount Wealth Management otherWestport Resources Management Inc otherOtherFeb 9, 2016Jan 13, 2016
Donna Jean PotterCommonwealth Financial Network national BDWestport Resources Management Inc otherOtherMar 1, 2013Feb 20, 2014 (356 d)
Barry A MillsMorgan Stanley wirehouseWestport Resources Management Inc otherOtherSep 7, 2012Aug 20, 2012
Meyer CheikinWells Fargo Advisors wirehouseWestport Resources Management Inc otherOtherAug 22, 2012Aug 20, 2012
Emily Susan BoothroydDelessert Financial Services Inc otherWestport Resources Management Inc otherOtherMay 9, 2012Dec 14, 2012 (219 d)
Robert Morris HoffmanWells Fargo Advisors wirehouseWestport Resources Management Inc otherOtherJan 10, 2012Jan 6, 2012
Susan K RothNfp Advisor Services, LLC otherWestport Resources Management Inc otherOtherDec 1, 2011Jun 11, 2012 (193 d)
Terry Donald SchnareWells Fargo Advisors wirehouseWestport Resources Management Inc otherOtherMar 15, 2011Mar 15, 2011
Christopher James DelauraUBS Financial Services Inc. wirehouseWestport Resources Management Inc otherOtherJul 6, 2010Jan 21, 2011 (199 d)
Robert Eric HoffmanSound Trust Wealth Advisors, LLC state registeredWestport Resources Management Inc otherOtherMar 8, 2010Mar 8, 2010
Samuel Kent Van AllenWells Fargo Advisors wirehouseWestport Resources Management Inc otherOtherFeb 16, 2010Feb 22, 2010
Steven OrtegaBanc Of America Investment Services, Inc. unclassifiedWestport Resources Management Inc otherOtherMar 9, 2009Mar 6, 2009
Jeffrey Spencer SargentPrincipal Securities, Inc. otherWestport Resources Management Inc otherOtherSep 23, 2008Jul 30, 2009 (310 d)
David James BoczarMsi Financial Services, Inc. otherWestport Resources Management Inc otherOtherDec 19, 2005Jan 4, 2006
Felix Raul SerranoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestport Resources Management Inc otherOtherJan 12, 2005Oct 5, 2009 (1727 d)
Robin Remick PinkhamCitigroup Global Markets Inc. otherWestport Resources Management Inc otherOtherJan 23, 2003May 19, 2003 (116 d)
Susan K RothUBS Financial Services Inc. wirehouseWestport Resources Management Inc otherOtherJun 13, 2002Apr 20, 2005 (1042 d)
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17 moves match.