DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dominion Portfolio Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Marino St GeorgeAdvice And Planning Services BD affiliatedDominion Portfolio Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 17, 2020
Billy Wayne ClementsTitan Securities unclassifiedDominion Portfolio Management, Inc. independent RIAOtherMar 31, 2020Apr 12, 2023 (1107 d)
Robert Martin WerrEsi Financial Advisors BD affiliatedDominion Portfolio Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2019Jun 10, 2019 (150 d)
Bryan ClemmonsEdward Jones national BDDominion Portfolio Management, Inc. otherOtherMar 15, 2018Apr 3, 2018
Doug Scott GraumannKms Financial Services, Inc otherDominion Portfolio Management, Inc. otherOtherDec 31, 2017Jan 25, 2018
Daryl Anthony ArnettSb Advisory, LLC otherDominion Portfolio Management, Inc. otherOtherDec 19, 2017Dec 14, 2017
Reynaldo BatistaEdward Jones national BDDominion Portfolio Management, Inc. otherOtherDec 13, 2017Feb 1, 2018 (50 d)
Richard Lynn HavardInvest Financial Corporation otherDominion Portfolio Management, Inc. otherOtherOct 23, 2017Dec 1, 2017 (39 d)
Drew Eldred NixonSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherJun 30, 2017Jun 23, 2017
William Dale HesterSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherMar 6, 2017Feb 23, 2017
Lauren Hester JasonSummit Financial Group Inc otherDominion Portfolio Management, Inc. otherOtherMar 6, 2017Feb 23, 2017
Denice Rene LandHornor, Townsend & Kent, LLC otherDominion Portfolio Management, Inc. otherOtherJan 5, 2017Mar 21, 2017 (75 d)
James Edward HughesVsr Advisory Services otherDominion Portfolio Management, Inc. otherOtherNov 2, 2016Jun 26, 2017 (236 d)
Kathy Lynne ColbyFinancial Independents, Inc. unclassifiedDominion Portfolio Management, Inc. otherOtherJan 12, 2016Jan 13, 2011
Kimberly Ann MeltonInvest Financial Corporation otherDominion Portfolio Management, Inc. otherOtherAug 13, 2012Aug 20, 2012
Thomas Stanley BristerFinancial Advisory By Thomas S. Brister, CFP unclassifiedDominion Portfolio Management, Inc. otherOtherDec 31, 2009Jan 17, 2006
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16 moves match.