DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keystone Capital Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Michael GoyerPartnervest Advisory Services LLC otherKeystone Capital Corporation otherOtherMar 1, 2016Feb 10, 2014
Lacey Lynn RobertsMML Investors Services, LLC otherKeystone Capital Corporation otherOtherDec 8, 2014Jan 9, 2015 (32 d)
Gerald Paul DietzGirard Securities, Inc. otherKeystone Capital Corporation otherOtherMay 7, 2014Jul 21, 2014 (75 d)
Andre Normand CoulombeNew England Securities Corporation otherKeystone Capital Corporation otherOtherApr 18, 2014Apr 17, 2014
Michael John SloanRegal Investment Advisors LLC otherKeystone Capital Corporation otherOtherMar 19, 2014Mar 26, 2014
Ralph Donald DexterCalton & Associates, Inc. otherKeystone Capital Corporation otherOtherJan 21, 2014Jan 23, 2014
Michael Dale KoontzKcd Financial, Inc. otherKeystone Capital Corporation otherOtherDec 31, 2013Feb 4, 2014 (35 d)
Hugh Gibson StoutNext Financial Group, Inc. otherKeystone Capital Corporation otherOtherNov 18, 2013Nov 22, 2013
Robert Forest HeldGwynedd Wealth Partners, LLC state registeredKeystone Capital Corporation no RAUMOtherAug 29, 2013Jul 29, 2013
Dawn Marie SantorielloHornor, Townsend & Kent, LLC otherKeystone Capital Corporation no RAUMOtherAug 22, 2013Aug 19, 2013
Richard Louis TrottaLiberty Asset Management otherKeystone Capital Corporation no RAUMOtherAug 6, 2013May 9, 2013
Eric Allen SamsEquitable Advisors, LLC national BDKeystone Capital Corporation no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 16, 2011Mar 15, 2011
John Andrew DigiacomoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKeystone Capital Corporation no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 2, 2008Mar 27, 2009 (115 d)
Heidi HutchisonWells Fargo Advisors wirehouseKeystone Capital Corporation no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 4, 2006Sep 28, 2010 (1394 d)
William John FinneganOsaic Fs, Inc. otherKeystone Capital Corporation no RAUMOtherSep 8, 2003Aug 18, 2003
Mark Alan LambOsaic Fs, Inc. otherKeystone Capital Corporation no RAUMOtherApr 28, 2003Aug 14, 2003 (108 d)
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16 moves match.