DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tci Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Isaac Edward WalshawSchwab Wealth Advisory, Inc. no RAUMTci Wealth Advisors, Inc. independent RIAOtherSep 6, 2025Apr 2, 2026 (208 d)
Michael Kullman PreisDimensional Fund Advisors LP asset managerTci Wealth Advisors, Inc. independent RIAOtherApr 7, 2025Jun 15, 2025 (69 d)
Kristofer Garrett LyonsCharles Schwab & Co., Inc. national BDTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2024Nov 1, 2024
Jerico Rom Bernardo MaddelaCharles Schwab & Co., Inc. national BDTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2023Sep 20, 2024 (275 d)
Casey Ready O'DonovanCliftonlarsonallen Wealth Advisors, LLC BD affiliatedTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2023Dec 2, 2024 (350 d)
Ryan HalvorsonMorgan Stanley wirehouseTci Wealth Advisors, Inc. independent RIAWirehouse to independent RIADec 15, 2023Dec 14, 2023
Jose Luis YanezVanguard Advisers, Inc. BD affiliatedTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2023Nov 18, 2024 (395 d)
Amy Lynn RichardsonCharles Schwab & Co., Inc. national BDTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2023May 20, 2026 (1059 d)
Joshua James BairdPercension Wealth Advisors, LLC state registeredTci Wealth Advisors, Inc. independent RIAOtherSep 9, 2022Aug 23, 2024 (714 d)
Shawn Anthony BestUnited Capital Financial Advisors BD affiliatedTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2022May 13, 2022
Lily Worth GravesTci Foundation Inc. no RAUMTci Wealth Advisors, Inc. independent RIAOtherDec 31, 2021Dec 11, 2020
Kayla Ashley MarjanovicShepherd Wealth & Retirement LLC independent RIATci Wealth Advisors, Inc. independent RIARIA to RIAJul 19, 2021Nov 14, 2022 (483 d)
Scott Schmidt BennettTci Foundation Inc. no RAUMTci Wealth Advisors, Inc. independent RIAOtherDec 31, 2019May 13, 2022 (864 d)
Troy Dillon ChranePathfinder Planning And Investments no RAUMTci Wealth Advisors, Inc. independent RIAOtherNov 25, 2019Jul 21, 2020 (239 d)
Vanessa Burke LeeVestpointe Wealth Management, LLC independent RIATci Wealth Advisors, Inc. otherOtherJun 19, 2019Oct 27, 2017
Justin Ryan RodriguezNext Financial Group, Inc. independent RIATci Wealth Advisors, Inc. independent RIARIA to RIAMay 1, 2018Jul 6, 2018 (66 d)
Chad William LawyerCavu Wealth Advisors independent RIATci Wealth Advisors, Inc. independent RIARIA to RIAApr 23, 2018Jul 6, 2018 (74 d)
Scott William StyrmoeAz Wealth Strategies unclassifiedTci Wealth Advisors, Inc. otherOtherOct 20, 2017Nov 13, 2017
Andrea FrazerCharles Schwab & Co., Inc. national BDTci Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2013Oct 25, 2024 (3997 d)
Guy Wesley HolmanFirst Western Investment Advisors, LLC unclassifiedTci Wealth Advisors, Inc. otherOtherSep 29, 2010Nov 4, 2010 (36 d)
Justin Matthew ThomasFirst Command Financial Planning, Inc. otherTci Wealth Advisors, Inc. otherOtherFeb 2, 2010Jun 29, 2010 (147 d)
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21 moves match.