DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Liberty Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawn Elizabeth ClinganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLiberty Wealth Advisors, LLC independent RIAWirehouse to independent RIAJul 6, 2021Oct 21, 2021 (107 d)
Sterling Orson HerrmannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLiberty Wealth Advisors, LLC independent RIAWirehouse to independent RIANov 3, 2020Dec 8, 2020 (35 d)
Branden CarneyPlante Moran Financial Advisors otherLiberty Wealth Advisors, LLC independent RIAOtherOct 17, 2017Feb 25, 2019 (496 d)
Leonard Frank NowakLjpr Financial Advisors otherLiberty Wealth Advisors, LLC otherOtherApr 26, 2016May 31, 2016 (35 d)
Suzana BogoevskaPnc Wealth Management otherLiberty Wealth Advisors, LLC otherOtherDec 17, 2015Mar 30, 2016 (104 d)
Michael David ReedBaron Wealth Management, LLC otherLiberty Wealth Advisors, LLC otherOtherDec 15, 2015Mar 30, 2016 (106 d)
Donald George BennyhoffVanguard Advisers, Inc. otherLiberty Wealth Advisors, LLC independent RIAOtherOct 31, 2002Feb 1, 2021 (6668 d)
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7 moves match.