DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cumberland Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rengan Krishnakumar | Wealth Enhancement Advisory Services, LLC BD affiliated | Cumberland Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | Jun 16, 2025 (46 d) |
| Steven Erwin Flewelling | Advisors Asset Management, Inc. other | Cumberland Advisors independent RIA | Other | Apr 4, 2025 | Sep 24, 2025 (173 d) |
| Kevin Kowalczyk | Hennion & Walsh Asset Management, Inc. BD affiliated | Cumberland Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Sep 23, 2025 (264 d) |
| Liza M Cifelli | Morgan Stanley wirehouse | Cumberland Advisors independent RIA | Wirehouse to independent RIA | Dec 17, 2024 | Sep 10, 2026 (632 d) |
| Ira Glenn Baron | Eaton Vance Management asset manager | Cumberland Advisors independent RIA | Other | Jun 16, 2023 | Jun 2, 2025 (717 d) |
| Laura Mattia | A New Approach Financial Planning unclassified | Cumberland Advisors other | Other | Dec 10, 2016 | Dec 19, 2016 |
| Michael Guy Blackmon | Svb Wealth other | Cumberland Advisors other | Other | Nov 3, 2016 | Nov 17, 2016 |
| Matthew Craig Mcaleer | Princeton Capital Management LLC other | Cumberland Advisors other | Other | Mar 14, 2014 | Feb 24, 2014 |
| Todd Edwin Engelhardt | Wells Fargo Advisors wirehouse | Cumberland Advisors independent RIA | Wirehouse to independent RIA | Oct 8, 2013 | Nov 15, 2019 (2229 d) |
| Nannette Leigh Sabo | Morgan Stanley wirehouse | Cumberland Advisors other | Other | Jun 18, 2009 | Feb 20, 2013 (1343 d) |
| Carol Ann Mulcahy | Independent Portfolio Consultants, Inc. other | Cumberland Advisors other | Other | May 23, 2006 | Jun 21, 2006 |
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11 moves match.