DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Genter Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brenda Jeanne OlearyEasterly Funds LLC asset managerGenter Capital Management independent RIAOtherSep 24, 2020Aug 25, 2026 (2161 d)
Paul Sangyop LeeGenter Advisors LLC otherGenter Capital Management otherOtherAug 22, 2016Apr 2, 2015
Alexander A TranEagle Strategies LLC otherGenter Capital Management otherOtherJan 23, 2015May 17, 2017 (845 d)
Peter Dominic DemartinoGenter Advisors LLC otherGenter Capital Management otherOtherAug 6, 2014Jun 5, 2014
Cameron Wright LaveyUBS Financial Services Inc. wirehouseGenter Capital Management otherOtherDec 14, 2010Dec 7, 2011 (358 d)
Rajiv Randhir VyasWilmington Trust Investment Advisors, Inc. otherGenter Capital Management independent RIAOtherNov 3, 2010Mar 30, 2020 (3435 d)
William Frank KlepperOakwood Capital Management LLC otherGenter Capital Management independent RIAOtherApr 16, 2008Jan 1, 2026 (6469 d)
Brandon Lee ThuottTd Ameritrade Investment Management, LLC otherGenter Capital Management otherOtherFeb 7, 2008Mar 5, 2012 (1488 d)
Charles Andrew RobbCharles Schwab & Co., Inc. national BDGenter Capital Management otherOtherNov 14, 2003Jan 21, 2004 (68 d)
Clint Francis De Castro CamuaCharles Schwab & Co., Inc. national BDGenter Capital Management otherOtherOct 10, 2003Jan 21, 2004 (103 d)
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10 moves match.