DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Planning Alternatives Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heather Elizabeth FultonWells Fargo Advisors wirehousePlanning Alternatives Ltd independent RIAWirehouse to independent RIADec 5, 2025Dec 16, 2025
Gary Steven RosenbergRaymond James & Associates, Inc. national BDPlanning Alternatives Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2023Dec 11, 2025 (917 d)
Thomas Edward GraneyFidelity Personal And Workplace Advisors BD affiliatedPlanning Alternatives Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2022Jan 28, 2022
Tracey Anne LabrecqueFidelity Personal And Workplace Advisors BD affiliatedPlanning Alternatives Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2021Aug 13, 2026 (1861 d)
Christopher HylenSwan Global Investments, LLC mixed wealthPlanning Alternatives Ltd independent RIARIA to RIAFeb 12, 2021Feb 25, 2021
Nathan Mark MersereauWealthcare Advisors, LLC otherPlanning Alternatives Ltd otherOtherFeb 9, 2018Feb 14, 2018
James Conrad NiedzinskiWealthcare Advisors, LLC otherPlanning Alternatives Ltd otherOtherFeb 9, 2018Feb 14, 2018
Nicole Gopoian WirickWealthcare Advisors, LLC otherPlanning Alternatives Ltd otherOtherFeb 9, 2018Jan 12, 2015
Julie E. Hall LabruneAdvice And Planning Services otherPlanning Alternatives Ltd otherOtherAug 25, 2016Aug 24, 2016
Patrick Charles HannonWells Fargo Advisors wirehousePlanning Alternatives Ltd otherOtherDec 4, 2014Dec 10, 2014
Kristie Kaye GheysensMML Investors Services, LLC otherPlanning Alternatives Ltd otherOtherJul 25, 2014Jul 29, 2014
Jason Sheldon CloseCapelli Financial Services Inc otherPlanning Alternatives Ltd otherOtherOct 18, 2013Oct 14, 2013
Joseph OlekszykShell Capital Management, LLC otherPlanning Alternatives Ltd otherOtherNov 16, 2012Nov 30, 2012
Nathan Mark MersereauOakland Wealth Management, Inc. unclassifiedPlanning Alternatives Ltd otherOtherDec 31, 2009May 3, 2010 (123 d)
James Conrad NiedzinskiOsaic Fa, Inc. otherPlanning Alternatives Ltd otherOtherSep 29, 2009Aug 31, 2010 (336 d)
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15 moves match.