DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cain, Watters & Associates, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Robert NelsonFisher Investments independent RIACain, Watters & Associates, LLC independent RIARIA to RIAAug 20, 2026Sep 2, 2026
Caeden Ames ByrdStrategic Advisers LLC national BDCain, Watters & Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2025Apr 23, 2025
Gizelle Grace GeorgeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCain, Watters & Associates, LLC independent RIAWirehouse to independent RIAMar 14, 2025Mar 31, 2025
Micah Taylor AdamsStrata Wealth Advisors, LLC independent RIACain, Watters & Associates, LLC independent RIARIA to RIAMar 10, 2025Mar 28, 2025
Samuel Austyn ScottEdward Jones national BDCain, Watters & Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2024Aug 7, 2024
Eric Allen JacobsmeyerDynamic independent RIACain, Watters & Associates, LLC independent RIARIA to RIAJan 18, 2022May 29, 2024 (862 d)
Kellee Angela HarriganPrivus Financial, LLC no RAUMCain, Watters & Associates, LLC mixed wealthOtherMay 27, 2021Jun 17, 2021
Natalie YoungKestra Advisory Services, LLC BD affiliatedCain, Watters & Associates, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 24, 2021Jun 17, 2021
Alfred Douglas MckelvyFisher Investments otherCain, Watters & Associates, LLC independent RIAOtherFeb 22, 2018Aug 10, 2026 (3091 d)
Brian Robert BortzHorizon Wealth Management, LLC unclassifiedCain, Watters & Associates, LLC otherOtherOct 2, 2014Dec 1, 2005
Robert K MoranTectonic Advisors LLC no RAUMCain, Watters & Associates, LLC otherOtherAug 27, 2010Mar 14, 2007
Jason Matthew MortonTectonic Advisors LLC no RAUMCain, Watters & Associates, LLC otherOtherOct 6, 2009Oct 2, 2006
Jeffrey Matthew MossNfp Advisor Services, LLC otherCain, Watters & Associates, LLC otherOtherMar 16, 2007Mar 28, 2007
William Thomas HarriganCornerstone Advisory Corporation otherCain, Watters & Associates, LLC otherOtherDec 20, 2005Jul 21, 2006 (213 d)
Paul Douglas LyonsKpmg Investment Advisors unclassifiedCain, Watters & Associates, LLC otherOtherNov 11, 2005Feb 13, 2006 (94 d)
Matthew Mark PaladiniErnst & Young Investment Advisers Llp no RAUMCain, Watters & Associates, LLC otherOtherDec 17, 2002Jan 16, 2003
Page 1 of 1
16 moves match.