DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Return On Life Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Cheng Valentine | Ameriprise Financial Services, LLC national BD | Return On Life Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Jul 16, 2020 (618 d) |
| Jeremy Michael Bok | LPL Financial LLC independent RIA | Return On Life Wealth Partners other | Other | Feb 2, 2018 | Jul 1, 2005 |
| Daniel Mark Goldfarb | Pruco Securities, LLC other | Return On Life Wealth Partners other | Other | Oct 5, 2017 | Nov 9, 2017 (35 d) |
| Christopher C Waters | LPL Financial LLC other | Return On Life Wealth Partners other | Other | Apr 5, 2017 | Jul 12, 2016 |
| Brian John Klecan | Pnc Capital Advisors LLC other | Return On Life Wealth Partners other | Other | Jul 11, 2016 | Apr 18, 2017 (281 d) |
| Walter English Moore | Ownership Advisors, Inc. unclassified | Return On Life Wealth Partners other | Other | Dec 13, 2006 | Apr 20, 2007 (128 d) |
Page 1 of 1
6 moves match.