DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Snider Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kamaljit Kaur Sahota-MiddletonClear Creek Financial Management, LLC independent RIASnider Financial Group independent RIARIA to RIAFeb 13, 2025Feb 13, 2025
Wesley BurroughsColdstream Wealth Management independent RIASnider Financial Group independent RIARIA to RIASep 20, 2024Oct 25, 2024 (35 d)
Jeffrey Brant KauffmanSummit Family Office Services, LLC state registeredSnider Financial Group independent RIAOtherFeb 16, 2023Mar 7, 2023
Sheldon Douglas SweeneyHornor, Townsend & Kent, LLC BD affiliatedSnider Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2019Aug 21, 2019
Joey John DominickPrincipal Securities, Inc. otherSnider Financial Group independent RIAOtherOct 10, 2017Mar 13, 2018 (154 d)
Monte Lee SniderSagepoint Financial, Inc. otherSnider Financial Group independent RIAOtherFeb 19, 2009Jan 3, 2023 (5066 d)
David Grant GeddesLPL Financial LLC otherSnider Financial Group otherOtherFeb 18, 2009Feb 20, 2009
Douglas Reed BeanKms Financial Services, Inc otherSnider Financial Group otherOtherOct 31, 2005Nov 18, 2005
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8 moves match.