DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Conover Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon TribbelConover Securities Corporation unclassifiedConover Capital Management otherOtherFeb 24, 2025Feb 8, 2010
Daintry Noelle PriceConover Securities Corporation unclassifiedConover Capital Management otherOtherOct 5, 2022Jan 21, 2017
Todd Alan JuengerConover Securities Corporation unclassifiedConover Capital Management mixed wealthOtherMay 20, 2022Mar 23, 2018
Cathie Jean ArthursConover Securities Corporation unclassifiedConover Capital Management otherOtherOct 6, 2017Oct 3, 2015
Ali Rose Boop-NilsenConover Securities Corporation unclassifiedConover Capital Management otherOtherMar 13, 2017Feb 23, 2016
Todd Alan JuengerCetera Advisors LLC otherConover Capital Management otherOtherFeb 8, 2017Feb 9, 2017
Gary Nicholas RussellConover Securities Corporation unclassifiedConover Capital Management otherOtherApr 12, 2016Oct 3, 2015
Jeffrey Brant KauffmanConover Securities Corporation unclassifiedConover Capital Management otherOtherFeb 20, 2015Feb 11, 2011
Daintry Noelle PriceNfp Advisor Services, LLC otherConover Capital Management otherOtherJan 7, 2015Jan 7, 2015
Michael Barron BowersTransamerica Financial Advisors, LLC otherConover Capital Management otherOtherJun 21, 2013Jun 20, 2013
Craig Ryan WatkinsKms Financial Services, Inc otherConover Capital Management otherOtherMar 13, 2013Apr 1, 2013
Gary Nicholas RussellLPL Financial LLC otherConover Capital Management otherOtherSep 13, 2012Aug 24, 2012
Brian Jay BewleyOptimal Capital Advisors, LLC otherConover Capital Management otherOtherSep 12, 2012Oct 14, 2013 (397 d)
David Wayne YoungLPL Financial LLC otherConover Capital Management otherOtherJun 1, 2011Apr 15, 2011
Howard Alexander MorinLPL Financial LLC otherConover Capital Management otherOtherMay 5, 2011Apr 15, 2011
Cathie Jean ArthursCuna Brokerage Services, Inc. otherConover Capital Management otherOtherMay 22, 2007Jan 3, 2012 (1687 d)
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16 moves match.