DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gerstein Fisher

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert Harvard Kinnie	Strategic Advisers LLC national BD	Gerstein Fisher other	Other	Sep 13, 2016	Sep 30, 2016
Anna Tyutyunik	Msi Financial Services, Inc. other	Gerstein Fisher other	Other	Mar 3, 2016	Mar 15, 2016
Stephen Robert Johnson	Msi Financial Services, Inc. other	Gerstein Fisher other	Other	Mar 3, 2016	Mar 22, 2016
Bernard John Lynch	Edelman Financial Services, LLC other	Gerstein Fisher other	Other	Nov 24, 2015	Dec 28, 2015 (34 d)
Christopher Anthony Dende	Vanguard Advisers, Inc. other	Gerstein Fisher other	Other	Jun 30, 2015	Sep 1, 2015 (63 d)
Gregg Eisenstein	The Mutual Fund Store other	Gerstein Fisher other	Other	Oct 14, 2014	Oct 7, 2014
Robert Sean Alimena	Beaumont Financial Partners LLC other	Gerstein Fisher other	Other	Mar 21, 2014	Apr 30, 2014 (40 d)
Daniel Winston Maurer	Cetera Advisors LLC other	Gerstein Fisher other	Other	Apr 23, 2012	Sep 5, 2012 (135 d)
Curtis Randall Brooks	First Allied Securities, Inc. other	Gerstein Fisher other	Other	Oct 22, 2009	Oct 28, 2009
Michael Gold	Family Office Group LLC unclassified	Gerstein Fisher other	Other	May 27, 2009	Dec 3, 2012 (1286 d)
Craig R Marson	Aepg Wealth Strategies other	Gerstein Fisher other	Other	Sep 23, 2005	Sep 29, 2005
Michael Robert Sanders	Cibc Private Wealth Advisors, Inc. other	Gerstein Fisher other	Other	Oct 20, 2003	Dec 1, 2003 (42 d)
Gregg Scott Fisher	Nathan & Lewis Securities, Inc. unclassified	Gerstein Fisher other	Other	Aug 1, 2003	Jun 18, 2003
Salvatore James Ricco	Nathan & Lewis Securities, Inc. unclassified	Gerstein Fisher other	Other	Jan 28, 2003	Jun 19, 2003 (142 d)

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14 moves match.