DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Geneva Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph John LockeJoseph J. Locke & Company, Ltd. otherGeneva Advisors, LLC otherOtherDec 31, 2016Jul 15, 2016
Eswar C MenonWhv Investments, Inc. otherGeneva Advisors, LLC otherOtherJul 29, 2016Jan 2, 2014
Andrew Khoa Q LeWhv Investments, Inc. otherGeneva Advisors, LLC otherOtherJul 29, 2016Jan 3, 2014
Mikhail KimbarovskyAdvocate Asset Management, LLC otherGeneva Advisors, LLC otherOtherDec 31, 2015Sep 11, 2015
Joann Mcclure SeagrenAdvocate Asset Management, LLC otherGeneva Advisors, LLC otherOtherDec 31, 2015Sep 11, 2015
Mark Edward PaulyAmeriprise Financial Services, LLC national BDGeneva Advisors, LLC otherOtherNov 10, 2015Oct 29, 2015
Jonathan Edward EitasManulife Investment Management (US) LLC otherGeneva Advisors, LLC otherOtherJun 26, 2015Jul 10, 2015
Gordon C ScottKenilworth Asset Management, LLC otherGeneva Advisors, LLC otherOtherDec 31, 2014Oct 3, 2014
Michael Shawn LeistMorgan Stanley wirehouseGeneva Advisors, LLC otherOtherAug 12, 2014Aug 21, 2014
Mark Earl ResnikSegall Bryant & Hamill otherGeneva Advisors, LLC otherOtherApr 1, 2014Mar 17, 2014
Kevin Michael MooreNuveen Asset Management, LLC otherGeneva Advisors, LLC otherOtherMar 7, 2014Mar 17, 2014
Robert J. CoultonZacks Investment Management, Inc. otherGeneva Advisors, LLC otherOtherOct 10, 2013Sep 10, 2013
Thomas DibariPacific Income Advisers Inc otherGeneva Advisors, LLC otherOtherAug 3, 2012Aug 21, 2012
Daniel Philip DelanyOak Ridge Investments, LLC otherGeneva Advisors, LLC otherOtherJan 31, 2012Dec 3, 2013 (672 d)
Kathleen Anne BirminghamAndersen Capital Management, LLC unclassifiedGeneva Advisors, LLC otherOtherDec 31, 2011Sep 17, 2012 (261 d)
Richard Ronald FurmanskiTriad Asset Management, Inc. unclassifiedGeneva Advisors, LLC otherOtherMar 24, 2011Jul 30, 2012 (494 d)
Mark James CassellMorgan Stanley wirehouseGeneva Advisors, LLC otherOtherNov 29, 2010Jun 14, 2012 (563 d)
Michelle Marie HermannLPL Financial LLC otherGeneva Advisors, LLC otherOtherFeb 25, 2010Feb 24, 2010
Richard A. GartelmannLPL Financial LLC otherGeneva Advisors, LLC otherOtherFeb 25, 2010Feb 24, 2010
Martin Andrew BrownMartin A. Brown, L.L.C. unclassifiedGeneva Advisors, LLC otherOtherDec 31, 2009Apr 29, 2010 (119 d)
Richard French JuddUBS Financial Services Inc. wirehouseGeneva Advisors, LLC otherOtherFeb 13, 2009Oct 28, 2010 (622 d)
Bryan Scott BrooksWilliam Blair & Company L.L.C. otherGeneva Advisors, LLC otherOtherDec 11, 2008Nov 23, 2010 (712 d)
Stacey Lee VelezAdvanced Equities, Inc. otherGeneva Advisors, LLC otherOtherOct 29, 2008Jan 23, 2009 (86 d)
Tina Marie FreyWilliam Blair & Company L.L.C. otherGeneva Advisors, LLC otherOtherJul 30, 2007Jul 6, 2009 (707 d)
James Addison BarasaBarasa & Associates, Ltd. unclassifiedGeneva Advisors, LLC otherOtherDec 31, 2006Jul 27, 2009 (939 d)
Erin Schornack DickesKenilworth Asset Management, LLC otherGeneva Advisors, LLC otherOtherDec 6, 2006Nov 3, 2005
Thomas Wayne UlrichInview Investments otherGeneva Advisors, LLC otherOtherMar 17, 2005Apr 6, 2005
Robert John MerkleHotchkiss Associates LLC unclassifiedGeneva Advisors, LLC otherOtherFeb 28, 2005Aug 17, 2010 (1996 d)
Jon Scot TysonWilliam Blair & Company L.L.C. otherGeneva Advisors, LLC otherOtherFeb 7, 2005Mar 30, 2005 (51 d)
Kelly Thomas GoalbyDeutsche Bank Securities Inc. otherGeneva Advisors, LLC otherOtherJan 23, 2003Jan 24, 2003
Robert Campbell BridgesWilliam Blair & Company L.L.C. otherGeneva Advisors, LLC otherOtherJan 21, 2003Jan 24, 2003
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31 moves match.