DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Archer Investment Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aidan D MejiaCharles Schwab & Co., Inc. national BDArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2026Feb 9, 2026
William Augustus StackAmerican Elite Advisory state registeredArcher Investment Corporation independent RIAOtherJan 2, 2025Oct 28, 2025 (299 d)
Robert Wayne WillseyBison Creek Advisors unclassifiedArcher Investment Corporation independent RIAOtherDec 16, 2024May 13, 2024
Darrel Dwaine ShinnCetera Investment Advisers LLC BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2023Jan 1, 2025 (406 d)
Kathleen Honor MccarthyJason M Orsky Wealth Management LLC unclassifiedArcher Investment Corporation independent RIAOtherAug 23, 2023Jun 5, 2023
Kevin James WalkerJason M Orsky Wealth Management LLC unclassifiedArcher Investment Corporation independent RIAOtherAug 23, 2023Jun 5, 2023
Robert Lawrence RiesenbeckSilver Oak Securities, Inc. BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022Nov 3, 2022
Jai PrabakaranBankers Life Advisory Services, Inc. BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2022Jan 3, 2024 (699 d)
Raeann Kerbow ForesterAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2021Sep 17, 2021
Adam Ryan OatesEquitable Advisors, LLC national BDArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2021Aug 31, 2021
H Dale GoembelAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Oct 16, 2025 (1780 d)
Patricia Ann MaisongodfreyAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2020Nov 12, 2020
Barbara Rachel HollisThrivent Investment Management Inc. BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2020Nov 12, 2020 (118 d)
David Frank AlfanoCambridge Investment Research Advisors, Inc. BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2020Mar 19, 2020
Thomas Jefferson FaulconerCreative Financial Designs, Inc. BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2019Nov 28, 2019
Carolyn Rita LambertAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2019Aug 9, 2024 (1708 d)
Kevin Miles DavisAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 29, 2019Nov 20, 2019
Michael Joseph AdrianAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2019Jul 10, 2025 (2128 d)
James Nicholas VolpeAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2018Jan 9, 2019
Slade Ralen BuellAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2018Nov 16, 2018
James M. WesolowskiAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Nov 26, 2025 (2595 d)
Reno Mark BorgognoniAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2018Jun 28, 2018
Bill Miranda CasarezAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2018Jun 5, 2018
Eric CookAvantax Advisory Services otherArcher Investment Corporation independent RIAOtherFeb 23, 2018Dec 22, 2025 (2859 d)
Rusty Fred Erwin Roush1st Global Advisors Inc otherArcher Investment Corporation otherOtherFeb 2, 2018Jan 30, 2018
David Frank AlfanoAmeriprise Financial Services, LLC national BDArcher Investment Corporation otherOtherNov 29, 2017Nov 3, 2017
Amin Allauddin KotadiaAvantax Advisory Services otherArcher Investment Corporation independent RIAOtherNov 15, 2017May 9, 2019 (540 d)
Alfonso Rocco SaverinoAvantax Advisory Services otherArcher Investment Corporation otherOtherSep 29, 2016Dec 22, 2016 (84 d)
Sheila Celeste ChaplinPruco Securities, LLC otherArcher Investment Corporation independent RIAOtherDec 31, 2015Jun 9, 2026 (3813 d)
David Ray RobbinsCetera Investment Advisers LLC otherArcher Investment Corporation otherOtherSep 18, 2015Sep 16, 2015
Ronald Edwin OdomAvantax Advisory Services otherArcher Investment Corporation otherOtherMay 15, 2015Jun 5, 2015
John Stephens ThomaPositive Alpha, Inc. unclassifiedArcher Investment Corporation otherOtherDec 31, 2012Jan 17, 2013
Ricky Allen KrauseAvantax Advisory Services otherArcher Investment Corporation otherOtherJun 27, 2012Jul 11, 2012
William Edward NewtonCetera Advisor Networks LLC otherArcher Investment Corporation otherOtherOct 7, 2011Oct 7, 2011
John Wendell RosebroughBiechele Royce Advisors, Inc. otherArcher Investment Corporation otherOtherJul 1, 2010Jul 14, 2010
Peter Nathaniel MitchellAvantax Advisory Services otherArcher Investment Corporation otherOtherFeb 19, 2010Jun 24, 2010 (125 d)
Brian CouzensChase Investment Services Corp. otherArcher Investment Corporation otherOtherSep 25, 2009Jun 22, 2010 (270 d)
Mark Joseph SetaroSignator Investors, Inc. otherArcher Investment Corporation independent RIAOtherJul 26, 2006Nov 14, 2025 (7051 d)
Troy Carter PattonFiducial Investment Advisors, Inc. unclassifiedArcher Investment Corporation otherOtherJan 9, 2006Sep 15, 2005
Sanjay Omprakash AsijaTriad Advisors, LLC otherArcher Investment Corporation otherOtherAug 12, 2004Aug 7, 2017 (4743 d)
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40 moves match.