DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Unfcu Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andre Maurice YoskowitzJ.P. Morgan Securities LLC wirehouseUnfcu Advisors LLC mixed wealthWirehouse to independent RIAJan 22, 2021Jan 14, 2021
Edward J ByrneTd Ameritrade, Inc. no RAUMUnfcu Advisors LLC mixed wealthOtherJan 11, 2021Jan 29, 2021
Jake Christopher WuSantander Securities BD affiliatedUnfcu Advisors LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 28, 2020Nov 12, 2020 (76 d)
Ian Stuart ColePersonal Capital Advisors Corporation independent RIAUnfcu Advisors LLC mixed wealthRIA to RIAJan 28, 2019Apr 16, 2019 (78 d)
Joanna KimB. Riley Capital Management independent RIAUnfcu Advisors LLC otherOtherJan 2, 2019Jan 26, 2019
Lalitkumar K DhandeCuso Financial Services, L.P. BD affiliatedUnfcu Advisors LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 7, 2018Feb 19, 2020 (530 d)
Anthony FornataleRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 2, 2018Aug 1, 2018 (91 d)
Simon K ChanRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 2, 2018Aug 2, 2018 (92 d)
Nishchay AroraRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 2, 2018Aug 8, 2018 (98 d)
Yuet Fu LeeRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 2, 2018Aug 8, 2018 (98 d)
Joseph MarasciulloRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2018Sep 3, 2021 (1221 d)
Tuo Sheng MeiRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 1, 2018Aug 2, 2018 (93 d)
Sammy CarrasquilloRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 1, 2018Aug 9, 2018 (100 d)
Kamar PlunkettRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 1, 2018Aug 2, 2018 (93 d)
Kelvern ChenRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 1, 2018Aug 1, 2018 (92 d)
Rico OtwayRaymond James Financial Services Advisors, Inc BD affiliatedUnfcu Advisors LLC otherOtherMay 1, 2018Jul 31, 2018 (91 d)
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16 moves match.