DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at L & S Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ofer Ben-Menahem | Rvw Wealth LLC independent RIA | L & S Advisors, Inc independent RIA | RIA to RIA | May 15, 2023 | Mar 21, 2023 |
| Stephen Seong Seo | Rvw Wealth LLC independent RIA | L & S Advisors, Inc independent RIA | RIA to RIA | May 15, 2023 | Feb 16, 2023 |
| Bennett Edward Gross | Ep Wealth Advisors other | L & S Advisors, Inc other | Other | Mar 15, 2017 | Jun 3, 2016 |
| Ryan Garrett Brouillette | C.K. Cooper & Company, Inc. unclassified | L & S Advisors, Inc independent RIA | Other | Mar 31, 2011 | Sep 4, 2026 (5636 d) |
| Jordan Michael Friedman | Citigroup Global Markets Inc. other | L & S Advisors, Inc other | Other | May 15, 2009 | May 6, 2009 |
| Ralph Raymond Scott | Fca Corp other | L & S Advisors, Inc other | Other | Jul 6, 2006 | Aug 1, 2008 (757 d) |
| Sy Richard Lippman | Fca Corp other | L & S Advisors, Inc other | Other | Jul 6, 2006 | Aug 1, 2008 (757 d) |
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7 moves match.