DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stonecrest Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Francisco Javier LandivarUBS Financial Services Inc. wirehouseStonecrest Advisors, Inc. independent RIAWirehouse to independent RIANov 19, 2025Nov 17, 2025
Javier Anibal RodriguezUBS Financial Services Inc. wirehouseStonecrest Advisors, Inc. independent RIAWirehouse to independent RIAMar 12, 2025Nov 13, 2025 (246 d)
Paula Kay HeffronFirst Citizens Asset Management, Inc BD affiliatedStonecrest Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2024Nov 20, 2024
Luiz David Xavier AzambujaInsigneo Advisory Services, LLC BD affiliatedStonecrest Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2024Jan 10, 2025 (101 d)
Federico CardonaMorgan Stanley wirehouseStonecrest Advisors, Inc. mixed wealthWirehouse to independent RIAOct 26, 2022Nov 2, 2022
Gabriel J Lopez SanchezMorgan Stanley wirehouseStonecrest Advisors, Inc. mixed wealthWirehouse to independent RIAOct 26, 2022Oct 21, 2022
Roberto Jose Pineda CastellviHerbert J. Sims Capital Management, Inc. independent RIAStonecrest Advisors, Inc. mixed wealthRIA to RIAJan 17, 2020Feb 21, 2020 (35 d)
Adrian Andres FernandezHerbert J. Sims Capital Management, Inc. independent RIAStonecrest Advisors, Inc. mixed wealthRIA to RIAAug 5, 2019Jul 15, 2020 (345 d)
Pedro Gonzalez CaldasHerbert J. Sims Capital Management, Inc. independent RIAStonecrest Advisors, Inc. mixed wealthRIA to RIAJul 15, 2019Jul 23, 2019
Rebecca Esther Feliciano BeltranFsam LLC independent RIAStonecrest Advisors, Inc. mixed wealthRIA to RIAMar 7, 2018May 8, 2018 (62 d)
Antonio Salvador BauzaAegis Capital Corp. otherStonecrest Advisors, Inc. mixed wealthOtherMay 5, 2017Aug 11, 2017 (98 d)
Deborah Ann StackpoleInvestment Advisors Asset Management, LLC otherStonecrest Advisors, Inc. mixed wealthOtherAug 19, 2016Oct 18, 2016 (60 d)
Edward Pius KasperavichInvestment Advisors Asset Management, LLC otherStonecrest Advisors, Inc. mixed wealthOtherAug 19, 2016Oct 18, 2016 (60 d)
Matthew J NielsenCapital Guardian Wealth Management, LLC otherStonecrest Advisors, Inc. mixed wealthOtherMar 17, 2015Jun 19, 2015 (94 d)
Andrea Louise SwopeCapital Guardian Wealth Management, LLC otherStonecrest Advisors, Inc. mixed wealthOtherNov 20, 2014Sep 13, 2016 (663 d)
Franklin Thomas GutierrezCapital Guardian Wealth Management, LLC otherStonecrest Advisors, Inc. mixed wealthOtherJul 30, 2014May 26, 2015 (300 d)
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16 moves match.