DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Copperwynd Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deborah KerrVanguard Advisers, Inc. BD affiliatedCopperwynd Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2024Oct 28, 2024 (34 d)
Corrina Elizabeth OlsonVanguard Advisers, Inc. BD affiliatedCopperwynd Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2022May 10, 2022
Javier JimenezVanguard Advisers, Inc. BD affiliatedCopperwynd Financial independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2021Dec 1, 2021
Myra K AlportHarbour Investments, Inc. independent RIACopperwynd Financial independent RIARIA to RIAJun 24, 2019Jan 5, 2021 (561 d)
Jacob O EggettTd Ameritrade Investment Management, LLC otherCopperwynd Financial otherOtherFeb 8, 2016Feb 8, 2016
Amy Clingenpeel DiamondCreative Planning otherCopperwynd Financial otherOtherMay 11, 2015Oct 1, 2015 (143 d)
David Blane DaughtreyCambridge Investment Research Advisors, Inc. otherCopperwynd Financial otherOtherAug 5, 2011Apr 16, 2007
Bruce Alan MeyerCambridge Investment Research Advisors, Inc. otherCopperwynd Financial otherOtherMar 14, 2011Apr 16, 2007
Douglas Marc SingerDfw & Associates unclassifiedCopperwynd Financial otherOtherJan 11, 2007Feb 26, 2008 (411 d)
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9 moves match.