DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Secured Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Matthew FosseyThrivent Investment Management Inc. BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2026Sep 16, 2026
Henry EilefsonW&S Brokerage Services, Inc. BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2026Mar 5, 2026
Michael Paul PoissantLPL Financial LLC BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2025Sep 9, 2026 (427 d)
Jacob MccueThrivent Investment Management Inc. BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2024Oct 28, 2024
Edgar Christian VillegasLPL Financial LLC BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2024Oct 16, 2024 (217 d)
Dominique Michelle VillaumeAmeriprise Financial Services, LLC national BDSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2023Jan 5, 2023
Ryan KeapprothFidelity Personal And Workplace Advisors BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2022Jun 16, 2022
Amanda Jane JohnsonAdvisornet Wealth Partners independent RIASecured Retirement Advisors, LLC independent RIARIA to RIAFeb 13, 2020Mar 10, 2020
Samuel Murphy AndrewsTransamerica Retirement Advisors, LLC BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2019Jan 8, 2020 (85 d)
Samuel Robert OlsonStrategy Financial Group independent RIASecured Retirement Advisors, LLC independent RIARIA to RIAFeb 1, 2018Dec 17, 2017
Matthew Robert EngstromPrincipal Securities, Inc. otherSecured Retirement Advisors, LLC independent RIAOtherJan 10, 2017Jan 5, 2017
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11 moves match.