DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Frontier Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Allen HammAmerican Century Investments Private Client Group, Inc. BD affiliatedFrontier Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2021Jul 7, 2021
Sidni Nicole DohmHeartland Asset Management, LLC unclassifiedFrontier Wealth Management, LLC independent RIAOtherDec 31, 2020Jan 10, 2020
Stephen Lee OlafsonKarstens Investment Counsel, Inc. independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAMar 30, 2020May 14, 2020 (45 d)
Darren C ObrechtKarstens Investment Counsel, Inc. independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAMar 30, 2020May 14, 2020 (45 d)
Elizabeth Mezei RaabeHighwater Wealth Management LLC independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAFeb 3, 2020Feb 4, 2020
George Dickson GriswoldHighwater Wealth Management LLC independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAFeb 3, 2020Feb 5, 2020
Doug Eric Allen JenkinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFrontier Wealth Management, LLC independent RIAWirehouse to independent RIAApr 23, 2019Jan 21, 2021 (639 d)
Shannon N YarbroughYukon Wealth Management, Inc. independent RIAFrontier Wealth Management, LLC otherOtherNov 27, 2018Nov 6, 2014
Cynthia Ann WolfIma Advisory Services, Inc. independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAMay 30, 2018Jun 19, 2018
Brian Lee TackettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFrontier Wealth Management, LLC independent RIAWirehouse to independent RIAMay 10, 2018May 4, 2018
Benjamin Jay ChristensenUBS Financial Services Inc. wirehouseFrontier Wealth Management, LLC otherOtherAug 28, 2017Aug 18, 2017
Deborah Sue FarnhamUBS Financial Services Inc. wirehouseFrontier Wealth Management, LLC otherOtherApr 22, 2015Apr 21, 2015
John D JenkinsUBS Financial Services Inc. wirehouseFrontier Wealth Management, LLC otherOtherApr 22, 2015Apr 3, 2015
David K NealUBS Financial Services Inc. wirehouseFrontier Wealth Management, LLC otherOtherApr 22, 2015Apr 2, 2015
Tracy Klem RuddleUBS Financial Services Inc. wirehouseFrontier Wealth Management, LLC otherOtherApr 22, 2015Apr 21, 2015
Richard James RogersComprehensive Personal Financial Advisors otherFrontier Wealth Management, LLC otherOtherMar 25, 2015Apr 20, 2015
David Eric BaysingerComprehensive Personal Financial Advisors otherFrontier Wealth Management, LLC otherOtherMar 25, 2015Apr 20, 2015
Jill Allagood RogersComprehensive Personal Financial Advisors otherFrontier Wealth Management, LLC otherOtherMar 25, 2015Apr 20, 2015
Kelly Michael ElsensohnComprehensive Personal Financial Advisors otherFrontier Wealth Management, LLC otherOtherMar 25, 2015Apr 21, 2015
Aaron Franklin LeatherwoodComprehensive Personal Financial Advisors otherFrontier Wealth Management, LLC otherOtherMar 25, 2015Apr 20, 2015
Joseph Alan PesnellAhm Asset Management, LLC otherFrontier Wealth Management, LLC otherOtherDec 31, 2014Nov 28, 2014
Deann Elaine MitchellAmeriprise Financial Services, LLC national BDFrontier Wealth Management, LLC otherOtherJul 2, 2013Aug 9, 2013 (38 d)
Brian Lee HeithoffSecurities America Advisors, Inc. otherFrontier Wealth Management, LLC otherOtherJun 24, 2013Aug 9, 2013 (46 d)
Michael L SuellentropV Wealth Advisors LLC otherFrontier Wealth Management, LLC otherOtherJun 10, 2013Aug 9, 2013 (60 d)
Mark Edward HoweOnedigital otherFrontier Wealth Management, LLC otherOtherMay 20, 2013Jun 4, 2013
Janelle Ilene CorrentiEdward Jones national BDFrontier Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2012Jul 18, 2019 (2436 d)
Robert Scott RichardsonDimensions Financial Group otherFrontier Wealth Management, LLC otherOtherJun 28, 2012Jun 29, 2012
Matthew C TaylorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFrontier Wealth Management, LLC otherOtherDec 20, 2011Jan 18, 2012
Clay Edward HartmanSimplesave, LLC unclassifiedFrontier Wealth Management, LLC otherOtherDec 31, 2008Jan 6, 2009
Cory Lynn LagerstromAspen Wealth Management, Inc. otherFrontier Wealth Management, LLC otherOtherSep 7, 2007Sep 13, 2007
Troy David KerrAspen Wealth Management, Inc. otherFrontier Wealth Management, LLC otherOtherSep 7, 2007Sep 13, 2007
Nicholas Michael BlasiAspen Wealth Management, Inc. otherFrontier Wealth Management, LLC otherOtherSep 7, 2007Sep 20, 2007
Shawn Duane SokoloskyDimensions-Financial Consultants, Inc. unclassifiedFrontier Wealth Management, LLC otherOtherDec 12, 2005Aug 8, 2012 (2431 d)
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33 moves match.