DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Smith Anglin Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Scott DunnFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAJun 9, 2023Jul 3, 2023
Casey J VogelFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAOct 12, 2022Oct 24, 2022
Harrison Spencer HamiltonFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAMar 14, 2022Apr 22, 2022 (39 d)
Brian Michael BergmanFidelity Personal And Workplace Advisors BD affiliatedSmith Anglin Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2021Nov 29, 2021 (41 d)
Tara Marie WilliamsCapital Analysts BD affiliatedSmith Anglin Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2021Apr 9, 2025 (1310 d)
Jared Wesley FordFirst Command Advisory Services BD affiliatedSmith Anglin Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2020May 6, 2020
Wayne WorthingtonPrivate Advisor Group, LLC otherSmith Anglin Financial, LLC independent RIAOtherMar 16, 2018May 20, 2019 (430 d)
Erick Byrum DahlMulvihill Asset Management, LLC unclassifiedSmith Anglin Financial, LLC otherOtherNov 30, 2017May 4, 2017
Roger Vincent MeadorsLPL Financial LLC otherSmith Anglin Financial, LLC otherOtherAug 14, 2017Oct 25, 2017 (72 d)
Dan C. DrummondStratos Wealth Partners, Ltd otherSmith Anglin Financial, LLC otherOtherOct 28, 2013Feb 19, 2014 (114 d)
Andrew Christopher HuntStrategic Advisers LLC national BDSmith Anglin Financial, LLC otherOtherJul 11, 2008Mar 11, 2009 (243 d)
Weston Alan PollockAvantax Advisory Services otherSmith Anglin Financial, LLC otherOtherAug 21, 2007Aug 17, 2007
Christopher LottAvantax Advisory Services otherSmith Anglin Financial, LLC otherOtherAug 21, 2007Aug 17, 2007
Steven Wayne AnglinAvantax Advisory Services otherSmith Anglin Financial, LLC otherOtherAug 21, 2007Aug 17, 2007
Philip Joseph FloydAvantax Advisory Services otherSmith Anglin Financial, LLC otherOtherAug 21, 2007Aug 17, 2007
David CamarilloWells Fargo Investments, LLC unclassifiedSmith Anglin Financial, LLC otherOtherMar 27, 2007Feb 19, 2014 (2521 d)
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16 moves match.