DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fulcrum Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor Nicole BohotAmeriprise Financial Services, LLC national BDFulcrum Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2026Mar 12, 2026
David Bruce LimogesEmerald Advisors, LLC independent RIAFulcrum Capital, LLC independent RIARIA to RIAJan 30, 2025Jul 15, 2025 (166 d)
Jeremy Robert WilliamsonApella Wealth independent RIAFulcrum Capital, LLC independent RIARIA to RIADec 15, 2022Jan 19, 2023 (35 d)
Brander Lee RichmondColdstream Wealth Management independent RIAFulcrum Capital, LLC independent RIARIA to RIAAug 31, 2022Aug 26, 2022
Adam HicksTci Wealth Advisors, Inc. independent RIAFulcrum Capital, LLC independent RIARIA to RIAApr 14, 2022May 5, 2022
Alissa Jess WrightColdstream Wealth Management independent RIAFulcrum Capital, LLC independent RIARIA to RIAOct 4, 2021Aug 11, 2021
John Robert RichmondLnw independent RIAFulcrum Capital, LLC independent RIARIA to RIAMar 4, 2020Aug 1, 2019
Kathryn Haggitt FisherThreadline Wealth independent RIAFulcrum Capital, LLC independent RIARIA to RIAFeb 25, 2020Mar 19, 2020
Michelle Aimee MathieuColdstream Wealth Management otherFulcrum Capital, LLC otherOtherJan 12, 2017Jan 14, 2017
James Howard DockensE*Trade Capital Management, LLC otherFulcrum Capital, LLC otherOtherNov 30, 2015Nov 3, 2015
Janet Maria WelcherBadgley Phelps Wealth Managers otherFulcrum Capital, LLC otherOtherMar 4, 2015Mar 12, 2015
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11 moves match.