DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at City Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Debra Lee Powell	Cetera Investment Advisers LLC other	City Securities Corporation other	Other	Apr 11, 2014	Apr 14, 2014
Timothy Robert Sutton	Raymond James & Associates, Inc. national BD	City Securities Corporation other	Other	Dec 2, 2011	Nov 9, 2011
David N Brechbuhl	Pnc Wealth Management other	City Securities Corporation other	Other	Aug 2, 2011	Jun 24, 2013 (692 d)
Suzanne M Marshall	Pnc Wealth Management other	City Securities Corporation other	Other	Oct 12, 2010	Oct 8, 2010
John Cody Miller	Pnc Wealth Management other	City Securities Corporation other	Other	Oct 12, 2010	Oct 8, 2010
Leonard Eugene Tanner	Pnc Wealth Management other	City Securities Corporation other	Other	Oct 12, 2010	Oct 8, 2010
Thomas Alan Welch	Pnc Wealth Management other	City Securities Corporation other	Other	Jan 21, 2010	Jan 15, 2010
Gregory James Matthews	Edward Jones national BD	City Securities Corporation other	Other	Jun 16, 2009	Jun 12, 2009
Shawn Allen Sabau	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	City Securities Corporation other	Other	May 21, 2009	May 15, 2009
Kyle Cassady Klepsch	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	City Securities Corporation other	Other	May 21, 2009	May 15, 2009
Randall Kent Minas	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	City Securities Corporation other	Other	May 21, 2009	May 15, 2009
Timothy Russell Harris	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Feb 17, 2009	Mar 4, 2009
Jack Michael Harlos	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Feb 17, 2009	Feb 13, 2009
Andrew Everett Gleaves	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Feb 17, 2009	Mar 4, 2009
Michael Lee Rose	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Sep 2, 2008	Aug 29, 2008
Paul Christopher Dietz	Fifth Third Securities, Inc. other	City Securities Corporation other	Other	Sep 14, 2007	Sep 21, 2007
Jack Ray Perry	Raymond James & Associates, Inc. national BD	City Securities Corporation other	Other	Sep 11, 2007	Aug 31, 2007
Gretchen Nichols	Northwest Financial Services Inc other	City Securities Corporation other	Other	Jan 11, 2007	Feb 1, 2007
Michael Anthony Charles	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Nov 14, 2005	Dec 1, 2005
Chad Robert Keller	Ameriprise Financial Services, LLC national BD	City Securities Corporation other	Other	Oct 17, 2005	Feb 28, 2006 (134 d)
Steven Aaron Frye	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	City Securities Corporation other	Other	Oct 5, 2005	Jan 12, 2006 (99 d)
William Albert Behrend	Pruco Securities, LLC other	City Securities Corporation other	Other	Jan 28, 2005	Jan 26, 2005
Troy Allen Helm	A. G. Edwards & Sons, Inc. unclassified	City Securities Corporation other	Other	May 21, 2004	May 19, 2005 (363 d)
Bonita Anne Prewett Straub	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Apr 15, 2004	Apr 14, 2004
Kathy Francine Daly	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Apr 15, 2004	Apr 14, 2004
Thomas William Davis	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Apr 15, 2004	Apr 14, 2004
Dante Alighieri Raggio	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Apr 15, 2004	Apr 14, 2004
Marc David Klein	Prudential Equity Group, LLC unclassified	City Securities Corporation other	Other	May 13, 2003	Jan 4, 2005 (602 d)
Leslie Ann Shaw	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Mar 28, 2003	Mar 29, 2011 (2923 d)
John Anthony Franz	Citigroup Global Markets Inc. other	City Securities Corporation other	Other	Mar 6, 2003	Apr 19, 2006 (1140 d)
Malcolm Richardson Frost	Natcity Investments, Inc. unclassified	City Securities Corporation other	Other	Feb 28, 2003	Feb 15, 2006 (1083 d)

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31 moves match.