DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hfg Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Clifton Francis | Ameriprise Financial Services, LLC national BD | Hfg Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | May 23, 2024 |
| Matthew Thomas Harvey | Buckingham Strategic Wealth, LLC independent RIA | Hfg Wealth Management, LLC independent RIA | RIA to RIA | Apr 25, 2023 | May 2, 2023 |
| Kevin Gregory Bruce | G. A. Repple & Company BD affiliated | Hfg Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Nov 3, 2023 (275 d) |
| David Michael Lee | Edward Jones national BD | Hfg Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Nov 9, 2022 |
| Jacob N. Guinn | J.P. Morgan Securities LLC wirehouse | Hfg Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 14, 2022 | May 6, 2022 |
| Robert E Budavich | Cuna Brokerage Services, Inc. BD affiliated | Hfg Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Apr 19, 2021 (38 d) |
| George Musselman | Rhame & Gorrell Wealth Management independent RIA | Hfg Wealth Management, LLC independent RIA | RIA to RIA | Nov 14, 2018 | Feb 11, 2019 (89 d) |
| Jason Eric Stepanik | Swbc Investment Company independent RIA | Hfg Wealth Management, LLC independent RIA | RIA to RIA | Sep 28, 2018 | Oct 29, 2019 (396 d) |
| Danielle La Nise Frazier | Crossmark Wealth Management, LLC no RAUM | Hfg Wealth Management, LLC independent RIA | Other | Jul 30, 2018 | Jun 26, 2018 |
| Robert Barclift Borden | Symphony Financial, Ltd. Co. other | Hfg Wealth Management, LLC independent RIA | Other | Jan 25, 2018 | Jun 26, 2018 (152 d) |
| Donnie James Carpenter | Back Office Solutions, LLC unclassified | Hfg Wealth Management, LLC other | Other | Dec 5, 2016 | Feb 9, 2016 |
| Kevin Gregory Bruce | Bok Financial Advisors other | Hfg Wealth Management, LLC other | Other | May 28, 2015 | Sep 11, 2017 (837 d) |
| Jordan Scott Nightingale | Keener Financial Planning independent RIA | Hfg Wealth Management, LLC other | Other | Apr 4, 2014 | Jan 31, 2015 (302 d) |
| Larry Arlen Harvey | Fsc Securities Corporation other | Hfg Wealth Management, LLC other | Other | Jul 10, 2009 | Jun 1, 2010 (326 d) |
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14 moves match.