DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Efficient Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Randall PotterMatson Money, Inc. mixed wealthEfficient Advisors independent RIARIA to RIAMar 19, 2025Jun 28, 2022
Ryan KnebelModern Capital Advisors, LLC independent RIAEfficient Advisors independent RIARIA to RIAJan 8, 2025Jan 21, 2025
Steven Bradford MillerSowell Management independent RIAEfficient Advisors independent RIARIA to RIADec 1, 2023May 13, 2021
Sabrina Ann WilliamsSowell Management independent RIAEfficient Advisors independent RIARIA to RIADec 1, 2023May 13, 2021
Richard Michael FlandersSowell Management independent RIAEfficient Advisors independent RIARIA to RIAApr 21, 2023Jun 28, 2022
Philip James CorsonMatson Money, Inc. mixed wealthEfficient Advisors independent RIARIA to RIAMar 23, 2023Jun 28, 2022
Dawn Marie SantorielloAttleboro Wealth Management LLC independent RIAEfficient Advisors independent RIARIA to RIAMar 20, 2023Mar 20, 2023
Ronnie Myron KiddSowell Management independent RIAEfficient Advisors independent RIARIA to RIAMar 1, 2023Dec 2, 2022
Stephen Craig TosiSowell Management independent RIAEfficient Advisors independent RIARIA to RIAMar 1, 2023Dec 2, 2022
Dawn Marie SantorielloSowell Management independent RIAEfficient Advisors independent RIARIA to RIADec 31, 2021Jan 4, 2022
Richard Todd DavisWiser Financial Coaching, LLC unclassifiedEfficient Advisors otherOtherAug 11, 2021Feb 2, 2017
Marc Stephen BeckerWiser Financial Coaching, LLC unclassifiedEfficient Advisors otherOtherAug 11, 2021Apr 27, 2015
William Joel ThorntonWiser Financial Coaching, LLC unclassifiedEfficient Advisors otherOtherAug 11, 2021Jan 12, 2016
Timothy Andrew ChisholmMML Investors Services, LLC otherEfficient Advisors independent RIAOtherDec 4, 2017May 3, 2018 (150 d)
Christopher Joseph Bak1914 Advisors otherEfficient Advisors independent RIAOtherOct 20, 2017Oct 30, 2017
Thomas Edward DundorfFamily Wealth Partners unclassifiedEfficient Advisors otherOtherSep 28, 2016Feb 10, 2016
Justin Jeffrey SheikFamily Wealth Partners unclassifiedEfficient Advisors otherOtherSep 28, 2016Feb 10, 2016
Nathan Aaron FulksFamily Wealth Partners unclassifiedEfficient Advisors otherOtherSep 28, 2016Jun 14, 2016
John Thomas BloodDisciplined Wealth Strategies, Inc. otherEfficient Advisors otherOtherDec 31, 2015Jan 17, 2017 (383 d)
Peter Thomas KisverLambert Advisors unclassifiedEfficient Advisors otherOtherJun 30, 2010Jul 9, 2010
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20 moves match.