DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Solitude Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Levi FlemingPrivate Advisor Group, LLC BD affiliatedSolitude Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2024Mar 12, 2024
Charles Travis ReaderDifferent By Design Financial Planning unclassifiedSolitude Financial Services, Inc. independent RIAOtherJan 31, 2024Feb 9, 2024
Ty W BilderbackCommonwealth Financial Network national BDSolitude Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2023Aug 7, 2024 (303 d)
Andrew J St.JeanAmeriprise Financial Services, LLC national BDSolitude Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2023Jul 7, 2023 (77 d)
Ashley Jonathon ViceSima Wealth Partners, LLC independent RIASolitude Financial Services, Inc. independent RIARIA to RIAOct 4, 2021Oct 17, 2021
Ariel Nicole KauffmanAssetmark, Inc. BD affiliatedSolitude Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2019Mar 5, 2021 (547 d)
Michael Aaron KauffmanSchwab Wealth Advisory, Inc. BD affiliatedSolitude Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Jan 7, 2020 (151 d)
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7 moves match.