| Anthony Jacob Garcia | Platinum Wealth Partners other | Daniel Wealth Advisors other | Other | Nov 19, 2015 | Sep 23, 2015 |
| Andrew (Nmn) Kane | Platinum Wealth Partners other | Daniel Wealth Advisors other | Other | Nov 19, 2015 | Sep 23, 2015 |
| Isidro Z Miramontes | UBS Financial Services Inc. wirehouse | Daniel Wealth Advisors other | Other | Jul 28, 2015 | Jul 20, 2015 |
| Ryan Jeffrey Yuhnke | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Jul 13, 2015 | Jun 26, 2015 |
| Constance Letitia Maples | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Daniel Wealth Advisors other | Other | Jul 8, 2015 | Jul 7, 2015 |
| Charles Courtney Rogers | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Feb 27, 2015 | Feb 13, 2015 |
| Annelizabeth Quadrini Rogers | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Feb 27, 2015 | Feb 13, 2015 |
| Mario Donato Zita | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Daniel Wealth Advisors other | Other | Jul 30, 2014 | Oct 9, 2014 (71 d) |
| Derek Clifford Myron | Centara Capital Management Group, Inc. other | Daniel Wealth Advisors other | Other | Jun 30, 2014 | Mar 2, 2015 (245 d) |
| Robert James Patterson | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Apr 3, 2014 | Mar 20, 2014 |
| Jeffrey Alan Gilbert | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Mar 19, 2014 | Nov 12, 2015 (603 d) |
| Mark Steven Dossa | Centara Capital Management Group, Inc. other | Daniel Wealth Advisors other | Other | Dec 2, 2013 | Dec 2, 2013 |
| Blake Frederick Feindel | Centara Capital Management Group, Inc. other | Daniel Wealth Advisors other | Other | Dec 2, 2013 | Dec 2, 2013 |
| Bruce Matthew Chugg | Principal Securities, Inc. other | Daniel Wealth Advisors other | Other | Oct 14, 2013 | Oct 17, 2013 |
| Vanessa L Pearson | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Apr 12, 2013 | Mar 28, 2013 |
| Chris Matthew Frantz | Morgan Stanley wirehouse | Daniel Wealth Advisors other | Other | Nov 15, 2012 | Nov 5, 2012 |
| Damien William Lanyon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Daniel Wealth Advisors other | Other | Aug 13, 2012 | Oct 3, 2012 (51 d) |
| Richard Brooks Brydges | J.P. Morgan Private Wealth Advisors LLC other | Daniel Wealth Advisors other | Other | Apr 16, 2012 | Jun 27, 2013 (437 d) |