DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andy Mai	MML Investors Services, LLC BD affiliated	Mariner independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 1, 2021	Apr 22, 2020
Herbert Karl Daroff	Baystate Financial Planning unclassified	Mariner other	Other	Jan 29, 2020	Jul 27, 2010
Wayne Frederick Slattery	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 10, 2015
Walter David Jezak Jr	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 14, 2015
Alane Margaret Downes	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 4, 2015
Anthony Randall Bartlett	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 6, 2016
Daniel Ronald Gagnon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 20, 2016
Anthony Thomas Nofi	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 26, 2015
Kevin Leland Kimball	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 15, 2016
Walter Richard May	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 2, 2015
Jeffrey John Bannon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Keith D. Lewandoski	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 11, 2016
Michael T Dimos	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 7, 2016
Chad M. Liston	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 20, 2015
David Michael Medick	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jul 6, 2015
Patrick Nee	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 22, 2016
James Raymond Dearden	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Sep 16, 2015
John Charles Navien	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
Kelly Allen Woerdeman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 29, 2015
Keith Nelson Congdon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 22, 2016
Michael P Sexton	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 24, 2015
Michael L Caputo	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Scott Dana Gordon-Macey	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 12, 2015
Caleb Neves	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 6, 2016
James Theocharis Dimos	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 16, 2015
Vincent Douglas Beaudoin	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 26, 2015
Scott Eric Violette	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 24, 2016
Douglas Padden	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 22, 2016
Robert Samuel Berman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 2, 2015
Joseph Nicholas Moore	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
Charles G Brown IV	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
James Edward Carlson	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 12, 2016
Ethan Macdougall Somers	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 5, 2016
Claire R Williams	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 24, 2015
Gregory Harris Silverman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Sean Francis Tucker	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 23, 2016
Robert Lauren Johnson	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 25, 2017
Daniel Wagner	Msi Financial Services, Inc. other	Mariner other	Other	Dec 31, 2016	Jun 16, 2015
Mark Timothy Linnane	Msi Financial Services, Inc. other	Mariner other	Other	Sep 12, 2016	Jan 22, 2015
Glen Patrick Martin	Msi Financial Services, Inc. other	Mariner other	Other	Jul 1, 2016	Dec 7, 2015
David Norton Tinsley	Msi Financial Services, Inc. other	Mariner other	Other	Feb 2, 2016	Jun 8, 2015
Russell Gary Demarest	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 22, 2011
Mark Daniel Krupkowski	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 27, 2012
Bobette Gilpatric Scribner	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2010
Michael Thomas Meehan	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 25, 2012
Janet Sue Cooper	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2010
Jeffrey Leonard Allison	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Nov 18, 2011
Ronald Paul Kashmanian	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 22, 2010
Lawrence Joseph Perry	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jan 10, 2012
Barry Scott Wyman	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Aug 3, 2010
Paul Richard Buckley	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 14, 2013
Thomas Joseph Bottone	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 13, 2010
Robert Lester Porack	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 15, 2013
Susan Weidner Cooke	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Nov 23, 2010
Roger Lane Webster	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 20, 2012
Andrew Marvin Rocco	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 20, 2011
Janice Virginia Berner	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 30, 2013
Kenneth Charles Heiser	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 21, 2013
Gregory Jude Pinto	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 21, 2010
Robert Clayton Burns	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 25, 2010

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128 moves match.