DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Capital Holdings, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shonalee Armaly Gamble | Synovus Securities, Inc. other | Sage Capital Holdings, LLC other | Other | Mar 5, 2012 | Mar 6, 2012 |
| Anthony William Hosfeld | Certussecurities, Inc. unclassified | Sage Capital Holdings, LLC other | Other | Mar 28, 2011 | Mar 24, 2011 |
| Victor Patrick Wilkerson | Certussecurities, Inc. unclassified | Sage Capital Holdings, LLC other | Other | Mar 28, 2011 | Mar 23, 2011 |
| Matthew William Karis | Certussecurities, Inc. unclassified | Sage Capital Holdings, LLC other | Other | Mar 28, 2011 | Mar 24, 2011 |
| Robert Pittman Jones | Certussecurities, Inc. unclassified | Sage Capital Holdings, LLC other | Other | Mar 28, 2011 | Mar 24, 2011 |
| Thomas Marion Johnson | First Legacy Securities, LLC unclassified | Sage Capital Holdings, LLC other | Other | Apr 15, 2010 | Mar 24, 2011 (343 d) |
Page 1 of 1
6 moves match.