DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fountainhead Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Thomas WalshMML Investors Services, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2025May 15, 2025
James William DiehlMML Investors Services, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2025May 14, 2025
Duy H LeMorgan Stanley wirehouseFountainhead Advisors independent RIAWirehouse to independent RIADec 19, 2024Dec 19, 2024
Michael Ernest BeneventoCastlekeep Investment Advisors otherFountainhead Advisors independent RIAOtherFeb 19, 2024Mar 13, 2024
Jason J LeeMorgan Stanley wirehouseFountainhead Advisors independent RIAWirehouse to independent RIAAug 16, 2023Aug 14, 2023
Stephen ZhouMML Investors Services, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2021Dec 23, 2020
Ryan Keane LamHornor, Townsend & Kent, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2020Dec 23, 2020
Gaetano Anthony SaccoMML Investors Services, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2019Jul 30, 2019
Eric Christopher FurstnerThe Furstner Group, Inc. unclassifiedFountainhead Advisors independent RIAOtherOct 8, 2018Sep 7, 2018
Wesley Mitsuo YamadaMML Investors Services, LLC BD affiliatedFountainhead Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Sep 6, 2018
Kelly Jean ColeInvst, LLC independent RIAFountainhead Advisors independent RIARIA to RIAApr 11, 2018Apr 18, 2018
Scott J ClementsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFountainhead Advisors otherOtherNov 10, 2017Nov 15, 2017
Yeugenia NapoliHsbc Securities (USA) Inc. otherFountainhead Advisors otherOtherNov 10, 2017Mar 1, 2018 (111 d)
Gary Allen HarrisGh Private Wealth Management, Inc. state registeredFountainhead Advisors otherOtherDec 31, 2015May 5, 2015
Robert Philip RenshawPrestige Wealth Management Group, LLC otherFountainhead Advisors otherOtherMar 31, 2015Aug 31, 2016 (519 d)
Bryce James BednorzMML Investors Services, LLC otherFountainhead Advisors otherOtherDec 10, 2013Dec 24, 2014 (379 d)
Scott Harris SilverMML Investors Services, LLC otherFountainhead Advisors otherOtherNov 18, 2013Dec 6, 2013
Paul A LebowitzDavidson Wealth Management LLC otherFountainhead Advisors otherOtherNov 26, 2012Nov 21, 2012
Susan Ellen TrassAmeriprise Financial Services, LLC national BDFountainhead Advisors otherOtherDec 8, 2011Nov 27, 2013 (720 d)
Marc Bruce RockPark Avenue Securities LLC otherFountainhead Advisors otherOtherMar 15, 2011Mar 24, 2011
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20 moves match.