DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Worth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marsha ThorneMorgan Stanley wirehouseWorth Advisors independent RIAWirehouse to independent RIAMay 7, 2026May 5, 2026
Andrew Michael PittsEquitable Advisors, LLC national BDWorth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2026Mar 6, 2026 (43 d)
Thomas William HazelhoffLPL Financial LLC BD affiliatedWorth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2025Jul 9, 2025
John Patrick LynchLynch Financial Group state registeredWorth Advisors independent RIAOtherSep 19, 2023Jun 16, 2025 (636 d)
Stephen Gregory DuckettWells Fargo Advisors wirehouseWorth Advisors independent RIAWirehouse to independent RIANov 5, 2020Dec 10, 2020 (35 d)
Jessica Renee CarnesPrincipal Securities, Inc. otherWorth Advisors independent RIAOtherJan 4, 2016Jan 26, 2016
Harold Gregory GoodlettWells Fargo Advisors wirehouseWorth Advisors independent RIAWirehouse to independent RIANov 27, 2012Jan 1, 2013 (35 d)
Glen Edward WrightSummit Financial Group Inc otherWorth Advisors independent RIAOtherMar 24, 2011Mar 21, 2011
Cara Elizabeth LindnerE*Trade Capital Management, LLC otherWorth Advisors independent RIAOtherDec 31, 2005Nov 18, 2021 (5801 d)
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9 moves match.