DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gentrust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Diana Lorena GazzolaInsigneo Advisory Services, LLC BD affiliatedGentrust independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2025Oct 22, 2025 (37 d)
Conner Wilson AscherAlliancebernstein L.P. asset managerGentrust independent RIAOtherJul 23, 2025Jul 22, 2025
Emily A GomezMorgan Stanley wirehouseGentrust independent RIAWirehouse to independent RIAFeb 20, 2024Sep 17, 2024 (210 d)
Krysta Dos SantosVanguard Advisers, Inc. BD affiliatedGentrust independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2023Sep 1, 2023 (178 d)
Carlos Alberto GonzalezMaximai Investment Partners, LLC independent RIAGentrust independent RIARIA to RIAFeb 28, 2023Feb 29, 2024 (366 d)
Matthew F GarasicStrategic Wealth Partners, Ltd. independent RIAGentrust independent RIARIA to RIAFeb 28, 2019Nov 4, 2021 (980 d)
Jennifer TamayoCitigroup Global Markets Inc. BD affiliatedGentrust independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2018Oct 30, 2019 (336 d)
Olivier N SarfatiCitigroup Global Markets Inc. otherGentrust independent RIAOtherOct 4, 2017Aug 2, 2021 (1398 d)
Javier Armando SanchezLourdmurray otherGentrust otherOtherJan 12, 2017Feb 15, 2017 (34 d)
James Alexander ColavitaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGentrust independent RIAWirehouse to independent RIAJul 6, 2012Jun 29, 2021 (3280 d)
George Luis PerezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGentrust no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 13, 2011Jan 3, 2012
Guillermo Jorge SocarrasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGentrust otherOtherDec 13, 2011Nov 28, 2012 (351 d)
Alexander A RuizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGentrust no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 13, 2011Jan 27, 2012 (45 d)
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13 moves match.