DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cordasco Financial Network, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Desiree A. Reil | Valic Financial Advisors, Inc. BD affiliated | Cordasco Financial Network, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 7, 2018 |
| John Taylor Walker | Citizens Securities, Inc. BD affiliated | Cordasco Financial Network, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2018 | Jun 14, 2018 (118 d) |
| Christopher Michael Gibbons | Thrivent Investment Management Inc. other | Cordasco Financial Network, Inc. other | Other | Oct 5, 2017 | Oct 24, 2017 |
| Dennis Michael Jablonoski | Bcg Securities, Inc. other | Cordasco Financial Network, Inc. other | Other | Jun 26, 2017 | Sep 7, 2017 (73 d) |
| Joshua Dale Kelley Duvall | LPL Financial LLC other | Cordasco Financial Network, Inc. other | Other | Dec 9, 2013 | Jan 29, 2015 (416 d) |
| Stephen Frederick Cordasco | RBC Capital Markets, LLC national BD | Cordasco Financial Network, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 5, 2012 | Dec 16, 2011 |
Page 1 of 1
6 moves match.