DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Archford Capital Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derringer HuffCharles Schwab & Co., Inc. national BDArchford Capital Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2026Jul 7, 2026
Colby Simon ShermanStrategic Advisers LLC national BDArchford Capital Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2026Apr 13, 2026 (40 d)
Edwin KeiserMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC independent RIAWirehouse to independent RIAMar 15, 2024Apr 1, 2025 (382 d)
Lauren Nicole RandazzoMoneta Group Investment Advisors, LLC independent RIAArchford Capital Strategies, LLC independent RIARIA to RIAJun 15, 2021Jul 19, 2021 (34 d)
David Andrew StollSeverin Investments LLC independent RIAArchford Capital Strategies, LLC independent RIARIA to RIAMar 9, 2021May 19, 2021 (71 d)
Deborah Marie SanteBenjamin F. Edwards & Company, Incorporated BD affiliatedArchford Capital Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2021Feb 16, 2021
Zachary John JoinerCambridge Capital Management, LLC independent RIAArchford Capital Strategies, LLC independent RIARIA to RIAOct 23, 2019Dec 20, 2019 (58 d)
Ashlee Nicole OgrzewallaFiltered Finance unclassifiedArchford Capital Strategies, LLC independent RIAOtherMay 11, 2017Jun 1, 2018 (386 d)
Craig Allen TobermanFoundation Wealth Management, LLC otherArchford Capital Strategies, LLC otherOtherJun 9, 2016Jul 26, 2016 (47 d)
Marnie Elizabeth Deschaine VennemanDeschaine & Company, L.L.C. otherArchford Capital Strategies, LLC otherOtherNov 6, 2015Aug 18, 2015
William Patrick DavisDeschaine & Company, L.L.C. otherArchford Capital Strategies, LLC otherOtherNov 6, 2015Aug 26, 2015
James Donald MaherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 19, 2013Mar 28, 2013
Robert Gary SchlueterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 1, 2013Apr 2, 2013
Jerry Lee WestMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 1, 2013Apr 2, 2013
John Roland RussoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 1, 2013Mar 28, 2013
Joshua Elliot AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArchford Capital Strategies, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 1, 2013Apr 2, 2013
Deanna LoescheMorgan Keegan & Company, LLC otherArchford Capital Strategies, LLC independent RIAOtherDec 31, 2009Jan 10, 2020 (3662 d)
Chad Allen StafkoUnion Planters Investment Advisors, Inc. unclassifiedArchford Capital Strategies, LLC otherOtherOct 7, 2004Jan 29, 2016 (4131 d)
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18 moves match.