DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategy Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rafael De Oliveira | LPL Enterprise, LLC BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 | Jul 22, 2026 |
| Austin Matthew Castillo | Charles Schwab & Co., Inc. national BD | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 27, 2025 |
| Jessie J Tranchina-Satterfield | LPL Financial LLC BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Oct 24, 2025 (113 d) |
| Michael Paul Jukich | Cetera Investment Advisers LLC BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jun 5, 2025 |
| Jose M Garza | Charles Schwab & Co., Inc. national BD | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 27, 2025 |
| John Langer | J.P. Morgan Securities LLC wirehouse | Strategy Financial Group independent RIA | Wirehouse to independent RIA | Mar 11, 2025 | Mar 20, 2025 |
| Richard John Defrancesco | Vanguard Advisers, Inc. BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 23, 2024 |
| Andrew James Abysalh | Fidelity Personal And Workplace Advisors BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | Jun 12, 2023 |
| Evan Samuel Hartstein | Findec Wealth Services, Inc. mixed wealth | Strategy Financial Group independent RIA | RIA to RIA | Dec 31, 2022 | May 31, 2024 (517 d) |
| Daniel Robert Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Feb 28, 2023 (69 d) |
| Thomas Clark Dupree | Dupree Financial Group, LLC independent RIA | Strategy Financial Group independent RIA | RIA to RIA | Mar 11, 2022 | Jul 12, 2022 (123 d) |
| Jocelyn Rose Black | Clarifinancial LLC unclassified | Strategy Financial Group independent RIA | Other | Oct 4, 2021 | May 21, 2021 |
| Clayton Paul Netherlin | Arcwood Financial, LLC institutional | Strategy Financial Group independent RIA | Other | Oct 25, 2019 | Oct 29, 2019 |
| Sean C Nicol | Thrivent Investment Management Inc. BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Oct 3, 2018 (75 d) |
| David Matthew Riley | Charles Schwab & Co., Inc. national BD | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2016 | Jun 2, 2016 (83 d) |
| Calvin Peter Goetz | Horter Investment Management, LLC other | Strategy Financial Group independent RIA | Other | Apr 2, 2013 | Apr 24, 2013 |
| Anthony Eugene Olson | Horter Investment Management, LLC other | Strategy Financial Group independent RIA | Other | Apr 2, 2013 | Apr 24, 2013 |
| Andrew Scott Rafal | Redwood Investment Management, LLC. other | Strategy Financial Group independent RIA | Other | Feb 13, 2013 | Nov 20, 2012 |
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18 moves match.