DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stewardship Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph William VeaseyAe Wealth Management, LLC BD affiliatedStewardship Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Sep 28, 2022
Robert WronaUSA Financial Securities LLC independent RIAStewardship Advisory Group, LLC independent RIARIA to RIAJul 1, 2021Jul 1, 2021
Brandon Kyle CatrettUnited Planners' Financial Services Of America A Limited Partner independent RIAStewardship Advisory Group, LLC independent RIARIA to RIAJan 21, 2020Feb 5, 2020
John Coleman DewittFidelity Personal And Workplace Advisors BD affiliatedStewardship Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2020Apr 23, 2020 (107 d)
Mark N HenryUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC no RAUMOtherDec 31, 2014Apr 10, 2013
Todd William AckermannUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC no RAUMOtherOct 3, 2014Mar 27, 2013
Craig Allan AckermannUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC no RAUMOtherOct 3, 2014Mar 27, 2013
Jeffrey Paul RogersUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC no RAUMOtherOct 2, 2014Mar 28, 2013
Trina L HannerUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC no RAUMOtherOct 2, 2014Mar 27, 2013
Joseph Charles MorsonUnited Planners' Financial Services Of America A Limited Partner otherStewardship Advisory Group, LLC independent RIAOtherOct 2, 2014Dec 5, 2018 (1525 d)
Cecil Matthew HightStewardship Legacy Coaching, LLC unclassifiedStewardship Advisory Group, LLC no RAUMOtherMar 26, 2014Mar 27, 2013
Tony Lee AdkisonStewardship Legacy Coaching, LLC unclassifiedStewardship Advisory Group, LLC no RAUMOtherMar 26, 2014Mar 28, 2013
Raymond Elias DuenasQa3 Financial LLC unclassifiedStewardship Advisory Group, LLC no RAUMOtherFeb 11, 2011Mar 28, 2013 (776 d)
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13 moves match.