DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aragon Capital LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nestor Hernandez RiveraCorient independent RIAAragon Capital LLC independent RIARIA to RIASep 25, 2024Nov 18, 2024 (54 d)
Raul Jorge BenitezWells Fargo Advisors wirehouseAragon Capital LLC independent RIAWirehouse to independent RIAJun 2, 2023Jun 16, 2023
Denise Ann-Marie LongshawFoundations Investment Advisors LLC independent RIAAragon Capital LLC independent RIARIA to RIAJun 30, 2020Aug 21, 2020 (52 d)
Christian J SotomayorMorgan Stanley wirehouseAragon Capital LLC independent RIAWirehouse to independent RIASep 25, 2018Oct 16, 2018
Veronica M GillotteBb&T Securities, LLC BD affiliatedAragon Capital LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Jul 31, 2019 (335 d)
Phillip A WallaceInnovation Partners LLC otherAragon Capital LLC independent RIAOtherDec 13, 2017Feb 19, 2020 (798 d)
Edgardo Ahmed CastroTransamerica Financial Advisors, LLC otherAragon Capital LLC independent RIAOtherMay 10, 2016Jan 6, 2026 (3528 d)
Ricardo Franco NietoMorgan Stanley wirehouseAragon Capital LLC independent RIAWirehouse to independent RIAFeb 14, 2013Mar 3, 2025 (4400 d)
Page 1 of 1
8 moves match.