DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Baker Tilly Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cortney Ann Cost	Kraft Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC other	Other	Aug 1, 2025	Aug 7, 2025
Kelsey Ann Kennedy	Kraft Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC other	Other	Aug 1, 2025	Aug 1, 2025
Quantrel Wes Hedrick	Vanguard Advisers, Inc. BD affiliated	Baker Tilly Wealth Management, LLC mixed wealth	Affiliated broker-dealer or bank to independent RIA	Jun 2, 2025	May 22, 2025
Richard Joseph Kirby	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Sep 4, 2024	Oct 3, 2024
Andres Esteban Guzman	Northwestern Mutual Investment Services,LLC no RAUM	Baker Tilly Wealth Management, LLC mixed wealth	Other	Sep 7, 2022	Feb 8, 2023 (154 d)
Charles Henry Goodmiller	Henry + Horne Wealth Management independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Jul 15, 2022	Jan 11, 2023 (180 d)
Jeremy Allen Smith	Henry + Horne Wealth Management independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Jul 15, 2022	Jan 10, 2023 (179 d)
Phillip Ray Mccollum	Henry + Horne Wealth Management independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Jul 15, 2022	Jan 10, 2023 (179 d)
David Michael Dubrava	Mfa Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 10, 2021	Jan 3, 2022
Jeremy M Robert	Mfa Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 10, 2021	Jan 3, 2022
Melissa Santas Peterson	Mfa Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Dec 10, 2021	Dec 10, 2021
Timothy Edward Hole	Mfa Asset Management, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 10, 2021	Jan 3, 2022
Steven Michael Scharff	Northland Asset Management independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Aug 31, 2021	Sep 24, 2021
John Allan Adams	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Jul 8, 2021	Jul 7, 2021
Christopher Sean Cox	Allworth Financial, L.P. independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Mar 12, 2021	Apr 9, 2021
Zachary Ronald Jaro	Annex Wealth Management, LLC independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Mar 3, 2021	Mar 2, 2021
Kelly Lynn Baumbach	Wealthspire Advisors independent RIA	Baker Tilly Wealth Management, LLC mixed wealth	RIA to RIA	Jan 26, 2021	Jul 22, 2021 (177 d)
Faiez Ahmed	Morgan Stanley wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Jan 19, 2021	Jan 18, 2021
Christopher Mathew Sneed	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Jan 5, 2021	Jan 7, 2021
Jerry Robert Sneed	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Jan 2, 2021	Jan 4, 2021
Francis John Mckiernan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Baker Tilly Wealth Management, LLC mixed wealth	Wirehouse to independent RIA	Jan 2, 2021	Jan 4, 2021
Michael Blaise Geraty	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
Mark Thomas Rochford	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
Timothy Robert Sutton	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
Jeffrey Arthur Messer	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
George Lee Bawcum	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
Steven Michael Scharff	Baker Tilly Investment Services institutional	Baker Tilly Wealth Management, LLC mixed wealth	Other	Dec 26, 2020	Dec 23, 2020
John Thomas Harrington	Squar Milner Financial Services, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 22, 2020	Nov 3, 2020
Michael Anthony Dellisant	Squar Milner Financial Services, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 22, 2020	Nov 2, 2020
Scott Craig Burack	Squar Milner Financial Services, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 22, 2020	Nov 5, 2020
Michael T Janis	Squar Milner Financial Services, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 22, 2020	Nov 3, 2020
David Levin	Squar Milner Financial Services, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Dec 22, 2020	Nov 2, 2020
Jared Scott Neven	Erben Associates, LLC independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Oct 2, 2020	Oct 8, 2020
Maryanna Elizabeth Braun	United Capital Financial Advisors BD affiliated	Baker Tilly Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 12, 2020	Mar 31, 2020
Abby R Bare	Wealthspire Advisors independent RIA	Baker Tilly Wealth Management, LLC independent RIA	RIA to RIA	Jan 8, 2020	Jul 15, 2020 (189 d)
Kevin Ray Hermis	United Capital Financial Advisors BD affiliated	Baker Tilly Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 24, 2019	Oct 21, 2019
Matthew Payne	United Capital Financial Advisors BD affiliated	Baker Tilly Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 25, 2019	Sep 26, 2019
Alec Bruce Abbott	Sunamerica Securities, Inc. unclassified	Baker Tilly Wealth Management, LLC independent RIA	Other	Jan 5, 2005	Nov 2, 2020 (5780 d)
Jason Morgan Perkins	Smart Investments Advisory Incorporated state registered	Baker Tilly Wealth Management, LLC independent RIA	Other	Dec 15, 2004	Nov 2, 2020 (5801 d)

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39 moves match.