DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Flaharty Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shon Edward FlahartyLPL Financial LLC BD affiliatedFlaharty Asset Management, LLC no RAUMOtherJun 3, 2026Sep 9, 2013
Larry Eugene WeichtLPL Financial LLC BD affiliatedFlaharty Asset Management, LLC no RAUMOtherJun 3, 2026Sep 30, 2013
Kamella Lynn DavisMorgan Stanley wirehouseFlaharty Asset Management, LLC independent RIAWirehouse to independent RIAJun 10, 2025Jan 8, 2026 (212 d)
Todd D DemkoLPL Financial LLC BD affiliatedFlaharty Asset Management, LLC no RAUMOtherNov 11, 2024Sep 30, 2013
Melissa M RobinsonJ. W. Cole Advisors, Inc. BD affiliatedFlaharty Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2024May 28, 2024
Stafford Andre LawrenceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlaharty Asset Management, LLC independent RIAWirehouse to independent RIAOct 28, 2021Jan 3, 2022 (67 d)
Michael Vincent DemskiRiver Street Advisors, LLC independent RIAFlaharty Asset Management, LLC independent RIARIA to RIAApr 1, 2021Aug 20, 2021 (141 d)
Mathew Christopher LepakPrivate Advisor Group, LLC BD affiliatedFlaharty Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2020Dec 14, 2020
Matthew John MacekPrivate Advisor Group, LLC BD affiliatedFlaharty Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2020Dec 14, 2020
Brian Allen InmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlaharty Asset Management, LLC otherOtherNov 28, 2017Nov 28, 2017
Christopher Douglas DavidsonAmeriprise Financial Services, LLC national BDFlaharty Asset Management, LLC otherOtherMar 1, 2017Mar 23, 2017
Andrew Joseph OswaldAmeriprise Financial Services, LLC national BDFlaharty Asset Management, LLC otherOtherOct 23, 2014Nov 12, 2014
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12 moves match.