DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transglobal Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Xiaomeng DaiIndependent Financial Group, LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2025Dec 12, 2025 (78 d)
Yu ZhangSun Global LLC independent RIATransglobal Advisory, LLC independent RIARIA to RIAMar 28, 2025Mar 25, 2026 (362 d)
Francis ChoyPark Avenue Securities LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2024Jul 30, 2025 (295 d)
Yuha Elsa TseCharles Schwab & Co., Inc. national BDTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2023Nov 15, 2023 (279 d)
Patricia W HarrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransglobal Advisory, LLC independent RIAWirehouse to independent RIADec 15, 2022Aug 22, 2023 (250 d)
Shuning LiTransamerica Financial Advisors, LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2022Aug 18, 2023 (330 d)
Rongxia ZhuTruist Advisory Services, Inc. BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2022Aug 17, 2022 (69 d)
Lu YuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransglobal Advisory, LLC independent RIAWirehouse to independent RIAMay 12, 2022Jul 17, 2025 (1162 d)
Kingsley Yu Man ChoiCharles Schwab & Co., Inc. national BDTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2021Nov 6, 2024 (1066 d)
Erhwei HuangPair Capital Wealth Management, LLC state registeredTransglobal Advisory, LLC independent RIAOtherSep 24, 2020Jun 23, 2020
Yongyi FanCambridge Investment Research Advisors, Inc. BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2020May 5, 2020
Chunhua XinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransglobal Advisory, LLC independent RIAWirehouse to independent RIAJan 9, 2020Apr 27, 2020 (109 d)
Sumant Sharad PendharkarPrima Innotech state registeredTransglobal Advisory, LLC independent RIAOtherDec 31, 2019Sep 1, 2021 (610 d)
Joseph Hsioh-Tsuei LeeCetera Investment Advisers LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2019Jan 15, 2021 (653 d)
Po Ying ChenTransamerica Financial Advisors, LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2018Apr 25, 2018
Sichen LiOneamerica Securities, Inc. otherTransglobal Advisory, LLC independent RIAOtherJan 17, 2018Mar 19, 2018 (61 d)
Franklin Myron HsuStrategic Advisers LLC national BDTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2014Jul 25, 2016 (796 d)
Michael Horng-Jyh FangCetera Investment Services LLC otherTransglobal Advisory, LLC independent RIAOtherNov 5, 2013Sep 12, 2014 (311 d)
Philip Chengkuo HuTransamerica Financial Advisors, Inc. unclassifiedTransglobal Advisory, LLC independent RIAOtherDec 31, 2007Sep 12, 2014 (2447 d)
Susan JenPruco Securities, LLC otherTransglobal Advisory, LLC independent RIAOtherOct 29, 2003Feb 22, 2017 (4865 d)
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20 moves match.