DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Astor Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bryan Charles Tennant	Aviva Investors Americas asset manager	Astor Investment Management LLC mixed wealth	Other	Jul 15, 2022	Aug 5, 2022
Nicole Ann Engel	William Blair & Company L.L.C. other	Astor Investment Management LLC independent RIA	Other	May 26, 2015	Nov 26, 2018 (1280 d)
Brandon Balazi	Cedar Capital, LLC no RAUM	Astor Investment Management LLC other	Other	Apr 15, 2015	May 19, 2015 (34 d)
Jason Scott Swedo	Cedar Capital, LLC no RAUM	Astor Investment Management LLC other	Other	Mar 18, 2015	Aug 10, 2015 (145 d)
Thomas Vincent Reid	Sterling Capital Management LLC other	Astor Investment Management LLC other	Other	Feb 10, 2015	Jul 13, 2015 (153 d)
Matthew H. Johnson	Ameriprise Financial Services, LLC national BD	Astor Investment Management LLC other	Other	Oct 3, 2014	Nov 3, 2015 (396 d)
Keith Arnold Schlingheyde	Allspring Funds Management, LLC other	Astor Investment Management LLC other	Other	Jul 29, 2014	Aug 10, 2015 (377 d)
Matthew Frank Mohlman	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Apr 10, 2014	Apr 14, 2014
Dennis Loyd Engel	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 6, 2014
Garrett William Kelley	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 6, 2014
Jason Scott Swedo	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 2, 2014
Jonathon Thomas Digiovanni	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 2, 2014
Brandon Balazi	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 2, 2014
Timothy James Mclaughlin	B. Riley Wealth Advisors, Inc. other	Astor Investment Management LLC other	Other	Jan 8, 2014	Jan 2, 2014
Terrence Patrick Geary	Astor Asset Management LLC other	Astor Investment Management LLC other	Other	Dec 19, 2012	Dec 10, 2013 (356 d)
Thomas Mccarthy Obrien	Zacks Investment Management, Inc. other	Astor Investment Management LLC other	Other	Jan 26, 2011	Jan 2, 2018 (2533 d)
Trenton James Grens	Banc One Securities Corporation unclassified	Astor Investment Management LLC other	Other	Mar 9, 2005	Oct 13, 2015 (3870 d)

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17 moves match.