DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mpwm Advisory Solutions LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Allan Thomas | Cardea Capital Advisors, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | May 22, 2026 | May 28, 2026 |
| Wes Peterson | Cetera Investment Advisers LLC BD affiliated | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 17, 2025 |
| Philip John Petersen | Osaic Wealth, Inc. BD affiliated | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 | Jul 2, 2024 |
| Laura Roesel Brannen | Edward Jones national BD | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Nov 29, 2023 |
| John Cole Buff | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Adam Christopher Knaust | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Nicholas Reid Kopff | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Ryan Myrick | Edward Jones national BD | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Aug 14, 2023 |
| Derek Maurice Lawson | Wells Fargo Advisors wirehouse | Mpwm Advisory Solutions LLC independent RIA | Wirehouse to independent RIA | Apr 5, 2021 | Apr 7, 2021 |
| Brian Ashley Mullins | Private Advisor Group, LLC BD affiliated | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2021 | Jan 12, 2021 |
| Adam Ross Levy | Wells Fargo Advisors wirehouse | Mpwm Advisory Solutions LLC independent RIA | Wirehouse to independent RIA | Mar 12, 2020 | Dec 2, 2025 (2091 d) |
| Lee Stennes | Wells Fargo Advisors wirehouse | Mpwm Advisory Solutions LLC independent RIA | Wirehouse to independent RIA | Feb 10, 2020 | Feb 7, 2020 |
| Agustin Hernandez | Private Advisor Group, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Sep 18, 2019 | Sep 4, 2021 (717 d) |
| Steven John Mayer | Chase Investment Services Corp. other | Mpwm Advisory Solutions LLC independent RIA | Other | Dec 2, 2010 | Nov 5, 2019 (3260 d) |
| Mathew Todd Goldberg | Chase Investment Services Corp. other | Mpwm Advisory Solutions LLC independent RIA | Other | Mar 3, 2010 | Aug 10, 2021 (4178 d) |
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15 moves match.