DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keystone Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Gary SmithStratos Wealth Partners, Ltd BD affiliatedKeystone Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2026Apr 2, 2026
Jeffrey Allen SwaimOsaic Wealth, Inc. BD affiliatedKeystone Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2025Jul 28, 2025
Jayme Wall NelsonEdward Jones national BDKeystone Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2024Jan 1, 2025 (316 d)
Amy Claire SpiveyMorgan Stanley wirehouseKeystone Financial Group, LLC independent RIAWirehouse to independent RIAJan 19, 2024Jan 11, 2024
Emma Kathleen CinnamonMorgan Stanley wirehouseKeystone Financial Group, LLC independent RIAWirehouse to independent RIAOct 4, 2023Sep 29, 2023
Danielle Marie GerbrachtMorgan Stanley wirehouseKeystone Financial Group, LLC independent RIAWirehouse to independent RIAAug 25, 2023Aug 21, 2023
Cullen Miles PopeRobert W. Baird & Co. Incorporated mixed wealthKeystone Financial Group, LLC independent RIARIA to RIAMay 16, 2022Jun 29, 2022 (44 d)
Sean Thomas MelicanCapital Analysts BD affiliatedKeystone Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2020Feb 4, 2025 (1730 d)
Michael W. HobbsLPL Financial LLC independent RIAKeystone Financial Group, LLC independent RIARIA to RIAApr 10, 2019Jan 30, 2019
Jorgena Marie ColliasJ.P. Morgan Securities LLC wirehouseKeystone Financial Group, LLC independent RIAWirehouse to independent RIASep 12, 2018Sep 11, 2018
James Spencer TemplinJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC otherOtherJun 27, 2017Jun 27, 2017
John Eldridge MortonThrivent Investment Management Inc. otherKeystone Financial Group, LLC otherOtherJun 14, 2017Jul 14, 2017
Christopher Allan WattsLPL Financial LLC otherKeystone Financial Group, LLC no RAUMOtherFeb 3, 2016May 16, 2014
Anna Ruth FransenLPL Financial LLC otherKeystone Financial Group, LLC otherOtherJan 13, 2016Jan 13, 2016
Grover Allen MollineauxLPL Financial LLC otherKeystone Financial Group, LLC no RAUMOtherOct 28, 2015Mar 31, 2014
Ronald Lucas BrownLPL Financial LLC otherKeystone Financial Group, LLC independent RIAOtherOct 28, 2015Apr 27, 2026 (3834 d)
Lee Christian HelmersLPL Financial LLC otherKeystone Financial Group, LLC no RAUMOtherOct 26, 2015Apr 22, 2014
Richard Stephen SealsCuso Financial Services, L.P. otherKeystone Financial Group, LLC otherOtherJun 30, 2014Jun 27, 2014
Eugene Cliff RichardsonJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC no RAUMOtherMay 20, 2014May 21, 2014
James Scott MorrisonJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC no RAUMOtherMay 20, 2014May 21, 2014
Adam Eugene RichardsonJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC no RAUMOtherMay 20, 2014May 23, 2014
Chrysantha Sophia ClarkLPL Financial LLC otherKeystone Financial Group, LLC no RAUMOtherMar 27, 2014Mar 27, 2014
Richard Blaine SladeJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC no RAUMOtherDec 22, 2010Mar 31, 2014 (1195 d)
Bernard Seward TottyJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC no RAUMOtherAug 13, 2009Mar 31, 2014 (1691 d)
Gregory Warren SmithBb&T Investment Services, Inc. no RAUMKeystone Financial Group, LLC independent RIAOtherJun 18, 2009Feb 1, 2024 (5341 d)
Eddie Dewayne CoxCitigroup Global Markets Inc. otherKeystone Financial Group, LLC no RAUMOtherMay 27, 2009Mar 31, 2014 (1769 d)
Gary Jo AndersonWells Fargo Advisors wirehouseKeystone Financial Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 4, 2009Mar 31, 2014 (1792 d)
Tobin Ray JenkinsEdward Jones national BDKeystone Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 9, 2008Mar 31, 2014 (2121 d)
Michael William KretzEdward Jones national BDKeystone Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 6, 2008Mar 31, 2014 (2124 d)
Timothy S JenkinsEdward Jones national BDKeystone Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 6, 2008Mar 31, 2014 (2124 d)
Keith Todd JenningsJ.J.B. Hilliard, W.L. Lyons, LLC otherKeystone Financial Group, LLC otherOtherApr 1, 2004Aug 30, 2016 (4534 d)
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31 moves match.