DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Keen Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raquel Wheeler | Northwestern Mutual Investment Services,LLC no RAUM | Keen Wealth Advisors independent RIA | Other | Mar 31, 2026 | Mar 25, 2026 |
| Hunter Ryan Earl Smith | Financial Avenues independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Nov 19, 2025 | Dec 16, 2025 |
| Neil James Connolly | Cetera Investment Advisers LLC BD affiliated | Keen Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Aug 13, 2025 |
| William Tate Mcdonald | Creative Planning independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Nov 18, 2024 | Nov 22, 2024 |
| Benton Stockert | Charles Schwab & Co., Inc. national BD | Keen Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | Jul 23, 2024 (54 d) |
| Sherri Louise Bliss | Creativeone Wealth, LLC independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Dec 4, 2023 | Apr 9, 2025 (492 d) |
| Brett Patrick Norris | The Welch Group, LLC independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Jan 5, 2021 | Feb 2, 2021 |
| Jeb Michael Flynn | Sound Stewardship, LLC independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | May 27, 2020 | Jul 24, 2020 (58 d) |
| Leslie Penka | Madison Avenue Securities, LLC independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Mar 20, 2018 | Mar 21, 2018 |
| Rey Roy Arellano | Petrovic Financial Services other | Keen Wealth Advisors other | Other | Jun 30, 2017 | Jul 19, 2017 |
| Martha Paterik | Vsr Advisory Services other | Keen Wealth Advisors independent RIA | Other | Sep 8, 2016 | Apr 8, 2019 (942 d) |
| Matthew David Wilson | Wells Fargo Advisors wirehouse | Keen Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 30, 2014 | May 23, 2014 |
| William Trell Keen | Wells Fargo Advisors wirehouse | Keen Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 27, 2014 | May 28, 2014 |
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13 moves match.