DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alaska Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Laube | Key Investment Services LLC BD affiliated | Alaska Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Sep 1, 2026 |
| Matthew Robert Knell | Arbor Capital Management Inc independent RIA | Alaska Wealth Advisors independent RIA | RIA to RIA | Jul 9, 2025 | Jul 17, 2025 |
| Aracelis S Bell | Elliott Cove Capital Management mixed wealth | Alaska Wealth Advisors independent RIA | RIA to RIA | Jul 25, 2024 | Aug 19, 2024 |
| Nicole Ponzio Squires | Wells Fargo Advisors wirehouse | Alaska Wealth Advisors independent RIA | Wirehouse to independent RIA | Jul 11, 2023 | Jul 18, 2023 |
| Dave Mappala Valdez | Arbor Capital Management Inc independent RIA | Alaska Wealth Advisors independent RIA | RIA to RIA | Feb 1, 2023 | Jan 12, 2023 |
| Wenwen Dong | Valic Financial Advisors, Inc. BD affiliated | Alaska Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Jan 21, 2021 (35 d) |
| Nicholas Isaac Cohen | Cuna Brokerage Services, Inc. BD affiliated | Alaska Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Jun 21, 2019 |
| Marietta Obyrne Hall | Osaic Fa, Inc. other | Alaska Wealth Advisors other | Other | Oct 19, 2016 | Oct 19, 2016 |
| Laura Gerber Bruce | Alaska Permanent Capital Management, LLC other | Alaska Wealth Advisors no RAUM | Other | Feb 12, 2015 | Feb 12, 2015 |
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9 moves match.