DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Wealth Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mason CoylePark Avenue Securities LLC BD affiliatedLegacy Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2026Mar 13, 2026 (35 d)
Birds Kyle HortonSentinel Asset Management, LLC state registeredLegacy Wealth Management Inc. independent RIAOtherJan 21, 2025Jun 11, 2025 (141 d)
Eian LomashMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLegacy Wealth Management Inc. independent RIAWirehouse to independent RIAOct 16, 2024Oct 10, 2024
Ronald Teri BolteAmeriprise Financial Services, LLC national BDLegacy Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2023Nov 6, 2023
Michael Stephen MuldoonGrove Point Advisors, LLC BD affiliatedLegacy Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2022Apr 11, 2023 (110 d)
Omar Hazem BarakatCharles Schwab & Co., Inc. national BDLegacy Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2022Aug 24, 2023 (526 d)
Nolen Anthony HoweSpire Wealth Management, LLC BD affiliatedLegacy Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2021Dec 15, 2021
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7 moves match.